RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••• S•••••
- K• G••••• A•••••••• I••• state registered currentsince Nov 8, 2006 · San Rafael, Ca
- T•• H•••••••• G••••• I•• formerMay 30, 2018 to Nov 1, 2022 · Larkspur, Ca
- T•• H•••••••• G••••• I•• formerMay 21, 2012 to Feb 13, 2013 · Larkspur, Ca
- B•• I••••••••• P•••••••• L•• formerJun 24, 2009 to Mar 12, 2012 · Roswell, Ga
- A•••• A••••••• G••••• L•• unclassifiedMay 13, 2004 to Oct 10, 2005 · Greenbrae, Ca
- T•• H•••••••• G••••• I•• formerMar 30, 1998 to Dec 5, 2006 · Larkspur, Ca
- T•• H•••••••• G••••• I•• to no registered destinationleft Nov 1, 2022 · Departure, no registered destination
- B•• I••••••••• P•••••••• L•• to T•• H•••••••• G••••• I••left Mar 12, 2012, registered May 21, 2012 (70 days) · Other
- T•• H•••••••• G••••• I•• to A•••• A••••••• G••••• L••left Dec 5, 2006, registered May 13, 2004 (-936 days) · Other
- A•••• A••••••• G••••• L•• to K• G••••• A•••••••• I•••left Oct 10, 2005, registered Nov 8, 2006 (394 days) · Other
- K••••• S••••• no longer registered at T•• H•••••••• G••••• I••; no later IA registration on IAPDNov 1, 2022 · Advisor departure · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address