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RIA / WealthRegistered adviserno raum reportedSEC registeredRAUM none

VESTED FINANCE

VESTED FINANCE INC., CRD 299272

DURHAM, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fc0bdf15-a1b2-c961-691e-6ac427d26b3a

Data as of Jun 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 10
On other graphs: 2
Observed: Nov 15, 2018 to Jun 26, 2026
33 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Vested Finance

Private equity manager · shared crd

Independent Sponsorsidentity

Vested Finance

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: no raum reportedderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=4.0
Regulatory AUM: $0Item 5.F on the latest filing (2026-06-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 1
Employees: 60
Advisory employees: 8
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 0
Private funds: 9Schedule D 7.B(1)
SEC number: 801-114441
CRD: 299272
Filings on the tape: 33
First filed: Nov 15, 2018
Latest filed: Jun 26, 2026
Organised: Corporation, DE
Website: vestedfinance.co

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
SCOTT NATHAN BRODY	n/a	El Segundo, CA	4	28	6	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRODY, SCOTT, NATHAN	Cco	Na	yes	02/2022	Mar 16, 2022	Jul 18, 2024
Pagidipati, Rahuldev, Ravi	SHAREHOLDER, VOTING SHARES	C	yes	09/2023	Mar 16, 2022	Jul 18, 2024
SHAH, VIRAM	Ceo	Na	yes	09/2018	Nov 15, 2018	Jul 18, 2024
SOOD, SANJAY, KUMAR	Cfo	Na	yes	09/2018	Jul 31, 2023	Jul 18, 2024
VESTED HOLDING CORP.	Member	E	yes	06/2021	Mar 16, 2022	Jul 18, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
VF SECURITIES, INC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 8 of 10

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 26, 2026	$0	$0	60	8	1	5	n/a
2024	Mar 31, 2025	$0	$0	58	7	1	n/a	n/a
2023	Mar 28, 2024	n/a	n/a	58	7	0	n/a	n/a
2022	Mar 20, 2023	n/a	n/a	86	6	0	n/a	n/a
2021	Mar 16, 2022	n/a	n/a	76	3	0	n/a	n/a
2020	Mar 22, 2021	n/a	n/a	35	1	0	n/a	n/a
2019	Mar 23, 2020	n/a	n/a	17	1	0	n/a	n/a
2018	Jan 30, 2019	n/a	n/a	3	1	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$0	$0	n/a	n/a	n/a	60	58	1	1

Relationships

Registered with (1)

← SCOTT NATHAN BRODYAdvisorregistration: current employment
Mar 3, 2022 to presentfactForm ADV

Controls (5)

← BRODY, SCOTT, NATHANOwnerCCO, ownership code NA, individual
Mar 16, 2022 to Jul 18, 2024factForm ADV
← Pagidipati, Rahuldev, RaviOwnerSHAREHOLDER, VOTING SHARES, ownership code C, individual
Mar 16, 2022 to Jul 18, 2024factForm ADV
← SHAH, VIRAMOwnerCEO, ownership code NA, individual
Nov 15, 2018 to Jul 18, 2024factForm ADV
← SOOD, SANJAY, KUMAROwnerCFO, ownership code NA, individual
Jul 31, 2023 to Jul 18, 2024factForm ADV
← VESTED HOLDING CORP.OwnerMEMBER, ownership code E, domestic entity
Mar 16, 2022 to Jul 18, 2024factForm ADV

Dated events

Occurred
Oct 17, 2023
Control person joined
Ravi Rahuldev Pagidipati (Shareholder, Voting Shares) appeared on Schedule A of Vested Finance
Form ADVobserved 6 days ago
Occurred
Jul 31, 2023
Control person left
Darwin Arifin (Coo) no longer on Schedule A of Vested Finance (listed 2023-07-11, absent 2023-07-31)
Form ADVobserved 6 days ago
Occurred
Jul 31, 2023
Control person joined
Viram Shah (Ceo) appeared on Schedule A of Vested Finance
Form ADVobserved 6 days ago
Occurred
Jul 31, 2023
Control person joined
Kumar Sanjay Sood (Cfo) appeared on Schedule A of Vested Finance
Form ADVobserved 6 days ago
Occurred
Mar 20, 2023
Control person left
Ravi Rahuldev Pagidipati (Owner) no longer on Schedule A of Vested Finance (listed 2023-02-08, absent 2023-03-20)
Form ADVobserved 6 days ago
Occurred
Mar 16, 2022
Control person left
Viram Shah (Ceo And Co-Founder) no longer on Schedule A of Vested Finance (listed 2021-09-08, absent 2022-03-16)
Form ADVobserved 6 days ago
Occurred
Mar 16, 2022
Control person left
Eric Huynh (Cpo & Co-Founder) no longer on Schedule A of Vested Finance (listed 2021-09-08, absent 2022-03-16)
Form ADVobserved 6 days ago
Occurred
Mar 16, 2022
Control person joined
Nathan Scott Brody (Cco) appeared on Schedule A of Vested Finance
Form ADVobserved 6 days ago
Occurred
Mar 16, 2022
Control person joined
Ravi Rahuldev Pagidipati (Owner) appeared on Schedule A of Vested Finance
Form ADVobserved 6 days ago
Occurred
Nov 15, 2018
First Form ADV filing
Vested Finance Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fc0bdf15-a1b2-c961-691e-6ac427d26b3a
First observed: Nov 15, 2018
Last observed: Jun 26, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

VESTED FINANCE

VESTED FINANCE INC., CRD 299272

DURHAM, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fc0bdf15-a1b2-c961-691e-6ac427d26b3a

Data as of Jun 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:42 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

SCOTT NATHAN BRODY

n/a

El Segundo, CA

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRODY, SCOTT, NATHAN

Cco

yes

02/2022

Mar 16, 2022

Jul 18, 2024

Pagidipati, Rahuldev, Ravi

SHAREHOLDER, VOTING SHARES

yes

09/2023

Mar 16, 2022

Jul 18, 2024

SHAH, VIRAM

Ceo

yes

09/2018

Nov 15, 2018

Jul 18, 2024

SOOD, SANJAY, KUMAR

Cfo

yes

09/2018

Jul 31, 2023

Jul 18, 2024

VESTED HOLDING CORP.

Member

yes

06/2021

Mar 16, 2022

Jul 18, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

VF SECURITIES, INC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 26, 2026

n/a

2024

Mar 31, 2025

n/a

2023

Mar 28, 2024

n/a

2022

Mar 20, 2023

n/a

2021

Mar 16, 2022

n/a

2020

Mar 22, 2021

n/a

2019

Mar 23, 2020

n/a

2018

Jan 30, 2019

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

n/a