DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
V••••• F••••••
Legal name V••••• F•••••• I•••
Latest filing Jun 26, 2026
First filing on the tape Nov 15, 2018 · 33 filings
SEC status approved since Dec 13, 2018
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
60
8 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
9
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$0 as of Jun 26, 2026
Feb 13, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Jun 26, 2026
Jan 30, 20190 then
Employees (5.A)60 as of Jun 26, 2026
Jan 30, 20193 then
Private funds9 as of Jun 26, 2026
Jul 31, 20252 then
RAUM n/a over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Jun 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $0derivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 60.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, commissionsreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, selection of other advisers, otherreportedItem 5.G
- Wrap fee program
- $23.3MreportedItem 5.I
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- controlled by a public reporting company (10.A)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 0reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, commissionsreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=4.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••• N••••• B•••• | El Segundo, Ca | Mar 3, 2022 | 28 y | 6 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- S•••• N••••• B•••• from R•• S••••••••• I•••Mar 3, 2022 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• S••••• N••••• · Ccocontrolsince 02/2022 · owns less than 5%
- S•••• V•••• · Ceocontrolsince 09/2018 · owns less than 5%
- S•••• S•••••• K•••• · Cfocontrolsince 09/2018 · owns less than 5%
- P••••••••• R•••••••• R••• · Shareholder, Voting Sharescontrolsince 09/2023 · owns 25% to 50% of V••••• H•••••• C••••
Entity owners
- V••••• H•••••• C•••• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- V• S••••••••• I••broker-dealern
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Private funds · 5 to 9Feb 26, 2026 to Jun 26, 2026
- Advisory employees · 7 to 8Jan 26, 2026 to Feb 26, 2026
- Employees · 58 to 60Jan 26, 2026 to Feb 26, 2026
- Private funds · 2 to 5Jul 31, 2025 to Jan 26, 2026
- Advisory activities · 1 to 3Mar 31, 2025 to Jul 31, 2025
- Commission compensation · false to trueMar 31, 2025 to Jul 31, 2025
- Financial planning clients · 0 to 0Mar 31, 2025 to Jul 31, 2025
- Private funds · unset to 2Mar 31, 2025 to Jul 31, 2025
- Accounts · unset to 0.0Jul 18, 2024 to Feb 13, 2025
- HQ city · EL SEGUNDO to DURHAMJul 18, 2024 to Feb 13, 2025
- HQ state · CA to NCJul 18, 2024 to Feb 13, 2025
- Other offices · 0 to 1Jul 18, 2024 to Feb 13, 2025
- Discretionary RAUM · unset to 0.0Jul 18, 2024 to Feb 13, 2025
- Non-discretionary RAUM · unset to 0.0Jul 18, 2024 to Feb 13, 2025
- RAUM · unset to 0.0Jul 18, 2024 to Feb 13, 2025
- Advisory employees · 6 to 7Oct 17, 2023 to Mar 28, 2024
- Employees · 86 to 58Oct 17, 2023 to Mar 28, 2024
- Financial planning clients · unset to 0Oct 17, 2023 to Mar 28, 2024
- Advisory employees · 3 to 6Feb 8, 2023 to Mar 20, 2023
- BD registered reps · 0 to 4Feb 8, 2023 to Mar 20, 2023
- Employees · 76 to 86Feb 8, 2023 to Mar 20, 2023
- State-registered IARs · 2 to 1Feb 8, 2023 to Mar 20, 2023
- HQ city · unset to EL SEGUNDOOct 20, 2022 to Feb 8, 2023
- HQ state · unset to CAOct 20, 2022 to Feb 8, 2023
- Related broker-dealer · false to trueMar 23, 2022 to Jun 17, 2022
- Advisory employees · 1 to 3Sep 8, 2021 to Mar 16, 2022
- Employees · 35 to 76Sep 8, 2021 to Mar 16, 2022
- State-registered IARs · 0 to 2Sep 8, 2021 to Mar 16, 2022
- Employees · 17 to 35Aug 13, 2020 to Mar 22, 2021
- Business name · V••••• to V••••• F••••••Mar 23, 2020 to Jun 29, 2020
- Employees · 4 to 17Nov 4, 2019 to Mar 23, 2020
- Employees · 3 to 4Jan 30, 2019 to Oct 16, 2019
- Wrap assets (manager) · unset to 0.0Jan 30, 2019 to Oct 16, 2019
- Wrap assets (sponsor) · unset to 0.0Jan 30, 2019 to Oct 16, 2019
- Business name · V••••• F•••••• I••• to V•••••Nov 15, 2018 to Dec 6, 2018
Signals
10 dated events
- R••• R••••••• P••••••••• (Shareholder, Voting Shares) appeared on Schedule A of V••••• F••••••Oct 17, 2023 · Control person joined · fact
- Viram Shah (Ceo) appeared on Schedule A of V••••• F••••••Jul 31, 2023 · Control person joined · fact
- Kumar Sanjay Sood (Cfo) appeared on Schedule A of V••••• F••••••Jul 31, 2023 · Control person joined · fact
- Darwin Arifin (Coo) no longer on Schedule A of V••••• F•••••• (listed 2023-07-11, absent 2023-07-31)Jul 31, 2023 · Control person left · inference
- R••• R••••••• P••••••••• (Owner) no longer on Schedule A of V••••• F•••••• (listed 2023-02-08, absent 2023-03-20)Mar 20, 2023 · Control person left · inference
- Viram Shah (Ceo And Co-Founder) no longer on Schedule A of V••••• F•••••• (listed 2021-09-08, absent 2022-03-16)Mar 16, 2022 · Control person left · inference
- Eric Huynh (Cpo & Co-Founder) no longer on Schedule A of V••••• F•••••• (listed 2021-09-08, absent 2022-03-16)Mar 16, 2022 · Control person left · inference
- Nathan Scott Brody (Cco) appeared on Schedule A of V••••• F••••••Mar 16, 2022 · Control person joined · fact
- R••• R••••••• P••••••••• (Owner) appeared on Schedule A of V••••• F••••••Mar 16, 2022 · Control person joined · fact
- V••••• F•••••• I••• filed its initial SEC registration (Form ADV)Nov 15, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- V••••• F•••••• · Independent Sponsorsshared crd · capital_provider
- V••••• F•••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- vested.co.inreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 310-895-3927reportedpublic record, Form ADV, Jun 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- No RAUM reportedderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026