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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

Paul Michael Peter Lamm

Advisor at U.S. BANCORP ADVISORS, LLC

Hopedale, OH | Toronto, OH | Brilliant, OH | Cambridge, OH

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Search this name across graphsid dfx:ria:fc10da7d-abd6-3ea5-512f-a6243738965d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Oct 4, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U.S. BANCORP ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Sep 18, 2017
First registration: Oct 4, 2016
Dual registered: yes, broker-dealer
Other names: Paul Lamm|Paul Michael Peter Lamm|Paul M Lamm
IAPD individual key: 6547475

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Feb 13, 2026	n/a	yes	Cambridge, OH\|Hopedale, OH\|Brilliant, OH\|Toronto, OH	Current employment
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Jul 17, 2023	Feb 13, 2026	no	SAINT PAUL, MN\|Circleville, OH\|Toronto, OH\|Cambridge, OH\|Cambridge, OH\|Hopedale, OH\|Brilliant, OH\|Sugarcreek, OH\|Logan, OH\|Somerset, OH	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Sep 23, 2022	Aug 1, 2023	no	North Vernon, IN	Previous registration
EDWARD JONES	National bd RIA	Sep 19, 2017	Sep 23, 2022	no	CINCINNATI, OH\|North Vernon, IN\|TROY, OH\|Cincinnati, OH\|ST LOUIS, MO\|NORTH VERNON, IN	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Oct 4, 2016	May 31, 2017	no	CINCINNATI, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP INVESTMENTS, INC.	U.S. BANCORP ADVISORS, LLC	Feb 13, 2026	Feb 13, 2026	0	Bulk transfer	Ibd to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	U.S. BANCORP INVESTMENTS, INC.	Aug 1, 2023	Jul 17, 2023	-15	Firm change	Ibd to ibd
EDWARD JONES	AMERIPRISE FINANCIAL SERVICES, LLC	Sep 23, 2022	Sep 23, 2022	0	Firm change	Ibd to ibd
PRUCO SECURITIES, LLC	EDWARD JONES	May 31, 2017	Sep 19, 2017	111	Firm change	Other

Relationships

Registered with (5)

→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: current employment
Feb 13, 2026 to presentfactForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Jul 17, 2023 to Feb 13, 2026factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Sep 23, 2022 to Aug 1, 2023factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Sep 19, 2017 to Sep 23, 2022factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Oct 4, 2016 to May 31, 2017factForm ADV

Dated events

Occurred
Aug 1, 2023
Advisor changed firm
Paul Michael Peter Lamm left Ameriprise Financial Services, Llc for U.S. Bancorp Investments, Inc. (registered 2023-07-17)
Form ADVobserved 4 days ago
Occurred
Sep 23, 2022
Advisor changed firm
Paul Michael Peter Lamm left Edward Jones for Ameriprise Financial Services, Llc (registered 2022-09-23)
Form ADVobserved 4 days ago