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Advisor at CETERA INVESTMENT ADVISERS LLC
PLYMOUTH, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | May 21, 2025 | n/a | yes | PLYMOUTH, MI | Current employment |
| CONFIDENCE WEALTH MANAGEMENT, INC. | Independent wealth | Nov 14, 2024 | May 19, 2025 | no | LOS ANGELES, CA|Canton, MI | Previous registration |
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Sep 25, 2023 | Nov 13, 2024 | no | GREENWOOD VILLAGE, CO|Tampa, FL | Previous registration |
| RESERVE FUND ADVISERS | State registered | May 30, 2023 | Jun 19, 2023 | no | GLENVIEW, IL|tampa, FL|Tampa, FL | Previous registration |
| FISHER INVESTMENTS | Independent wealth | Oct 17, 2018 | Jul 11, 2022 | no | PLANO, TX|PLANO, TX|TAMPA, FL | Previous registration |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Jun 13, 2017 | Nov 1, 2018 | no | ANN ARBOR, MI | Previous registration |
| CITIZENS SECURITIES, INC. | Bd affiliated wealth | Feb 3, 2016 | Sep 7, 2016 | no | TOLEDO, OH|PLYMOUTH, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CONFIDENCE WEALTH MANAGEMENT, INC. | CETERA INVESTMENT ADVISERS LLC | May 19, 2025 | May 21, 2025 | 2 | Firm change | RIA to ibd |
| EMPOWER ADVISORY GROUP, LLC | CONFIDENCE WEALTH MANAGEMENT, INC. | Nov 13, 2024 | Nov 14, 2024 | 1 | Firm change | Ibd to RIA |
| RESERVE FUND ADVISERS | EMPOWER ADVISORY GROUP, LLC | Jun 19, 2023 | Sep 25, 2023 | 98 | Firm change | Other |
| FISHER INVESTMENTS | RESERVE FUND ADVISERS | Jul 11, 2022 | May 30, 2023 | 323 | Firm change | RIA to state RIA |
| PNC WEALTH MANAGEMENT | FISHER INVESTMENTS | Nov 1, 2018 | Oct 17, 2018 | -15 | Firm change | Ibd to RIA |
| CITIZENS SECURITIES, INC. | PNC WEALTH MANAGEMENT | Sep 7, 2016 | Jun 13, 2017 | 279 | Firm change | Other |