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S••• R•••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

S••• R•••• H••••••

Advisor at C••••••••• W•••••• L••

OVERLAND PARK, KS | Traverse City, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fc1f2bef-dd8d-5f80-8958-77f8f63eff28

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 30, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 31, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W•••••• L••	Independent wealth	Jan 6, 2026	n/a	yes	Traverse City, MI\|OVERLAND PARK, KS	Current employment
U•• F•••••••• S••••••••• L••	Independent wealth	Nov 30, 2017	Dec 15, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••••• L••	C••••••••• W•••••• L••	Dec 15, 2022	Jan 6, 2026	1,118	Firm change after gap	RIA to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
103857:281213:MI:2022-12-15	Dec 15, 2022	Jan 6, 2026	TRAVERSE CITY, MI	Firm change after gap

Relationships

Registered with (2)

→ C••••••••• W•••••• L••Registered adviserregistration: current employment
Jan 6, 2026 to presentfactForm ADV
→ U•• F•••••••• S••••••••• L••Registered adviserregistration: previous registration
Nov 30, 2017 to Dec 15, 2022factForm ADV

Dated events

Occurred
Dec 15, 2022
Advisor changed firm
S••• R•••• H•••••• left U•• F•••••••• S••••••••• L•• for C••••••••• W•••••• L•• (registered 2026-01-06)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fc1f2bef-dd8d-5f80-8958-77f8f63eff28
First observed: Nov 30, 2017
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.