DFX Intelligence

S•••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)23 years in industry

S•••• S••••••

Advisor at C•••••• W••••• M••••••••• L••

NAPERVILLE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fc20f6d7-85b1-b030-9aba-f1c89cc15721

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 28, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 14, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• W••••• M••••••••• L••	Independent wealth	Sep 12, 2018	n/a	yes	NAPERVILLE, IL	Current employment
R•••••• J•••• • A••••••••• I•••	National bd RIA	Mar 17, 2015	Aug 24, 2018	no	Chicago, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• • A••••••••• I•••	C•••••• W••••• M••••••••• L••	Aug 24, 2018	Sep 12, 2018	19	Firm change	Ibd to RIA
W•••• F•••• A•••••••	R•••••• J•••• • A••••••••• I•••	Mar 18, 2015	Mar 17, 2015

Relationships

Registered with (5)

→ C•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Sep 12, 2018 to presentfactForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Mar 17, 2015 to Aug 24, 2018factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Sep 15, 2009 to Mar 18, 2015factForm ADV
→ E••••• F•••••••• G••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fc20f6d7-85b1-b030-9aba-f1c89cc15721
First observed: Aug 28, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.