DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner12 years in industry

ANDREW DAVID KESSLER

Advisor at RFG ADVISORY, LLC

Greenville, SC | VESTAVIA HILLS, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fc217ffb-993f-07e7-c8ea-fd37d442ebd1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 10, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RFG ADVISORY, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 11, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S66
First exam: Nov 11, 2013
First registration: Mar 10, 2014
Dual registered: no
IAPD individual key: 6211526

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RFG ADVISORY, LLC	Independent wealth	Mar 17, 2023	n/a	yes	Greenville, SC\|VESTAVIA HILLS, AL	Current employment
ALLWORTH FINANCIAL, L.P.	Bd affiliated wealth	Nov 23, 2015	Mar 27, 2023	no	FOLSOM, CA	Previous registration
AW SECURITIES	Former SEC adviser	Nov 23, 2015	Mar 27, 2023	no	FOLSOM, CA\|FOLSOM, CA\|SACRAMENTO, CA\|Livermore, CA\|Walnut Creek, CA	Previous registration
FOUNDERS FINANCIAL SECURITIES, LLC	Independent wealth	Mar 10, 2014	Oct 6, 2015	no	ATHOL, MA\|TOWSON, MD\|TOWSON, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AW SECURITIES	ALLWORTH FINANCIAL, L.P.	Mar 27, 2023	Nov 23, 2015	-2,681	Firm change after gap	Other
ALLWORTH FINANCIAL, L.P.	RFG ADVISORY, LLC	Mar 27, 2023	Mar 17, 2023	-10	Firm change	Ibd to RIA
FOUNDERS FINANCIAL SECURITIES, LLC	AW SECURITIES	Oct 6, 2015	Nov 23, 2015	48	Firm change	Other

Relationships

Registered with (4)

→ RFG ADVISORY, LLCRegistered adviserregistration: current employment
Mar 17, 2023 to presentfactForm ADV
→ AW SECURITIESRegistered adviserregistration: previous registration
Nov 23, 2015 to Mar 27, 2023factForm ADV
→ ALLWORTH FINANCIAL, L.P.Registered adviserregistration: previous registration
Nov 23, 2015 to Mar 27, 2023factForm ADV
→ FOUNDERS FINANCIAL SECURITIES, LLCRegistered adviserregistration: previous registration
Mar 10, 2014 to Oct 6, 2015factForm ADV

Dated events

Occurred
Mar 27, 2023
Advisor changed firm
Andrew David Kessler left Aw Securities for Rfg Advisory, Llc (registered 2023-03-17)
Form ADVobserved 4 days ago
Occurred
Mar 27, 2023
Advisor changed firm
Andrew David Kessler left Allworth Financial, L.P. for Aw Securities (registered 2015-11-23)
Form ADVobserved 4 days ago