DFX Intelligence

Data Factory

R•••••• P•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

R•••••• P•••••••••

Advisor at W•••• F•••• A•••••••

Lake Saint Louis, MO | ST. LOUIS, MO | LAKE SAINT LOUIS, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fc2639a1-e68b-2ff9-26ad-93c2bcab8321

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 28, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 27, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Mar 16, 2023	n/a	yes	ST. LOUIS, MO\|Lake Saint Louis, MO	Current employment
W•••• F•••• A•••••••	Wirehouse	Mar 16, 2023	n/a	yes	ST. LOUIS, MO\|LAKE SAINT LOUIS, MO

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	W•••• F•••• A•••••••	Mar 10, 2023	Mar 16, 2023	6	Firm change	Ibd to wirehouse
B••••• F••••••••	E••••• J••••	Jul 17, 2019

Relationships

Registered with (4)

→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Apr 15, 2010 to Jul 18, 2018factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jul 28, 2006 to Apr 15, 2010factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Oct 16, 2019 to Mar 10, 2023factForm ADV
→ B••••• F••••••••

Dated events

Occurred
Mar 10, 2023
Advisor changed firm
R•••••• P••••••••• left E••••• J•••• for W•••• F•••• A••••••• (registered 2023-03-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fc2639a1-e68b-2ff9-26ad-93c2bcab8321
First observed: Jul 28, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.