DFX Intelligence

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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

DANIEL PATRICK O'HALLORAN

Advisor at ASSET STRATEGIES, INC

LISLE, IL | Chicago, IL | WHITING, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fc28f804-1ad2-e7e8-c4a8-0b4a16f554bb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 9, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ASSET STRATEGIES, INC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 31, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 21derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 3
Registered states: 9
Exams: S65|S63
First exam: Jul 31, 1985
First registration: Jan 9, 2006
Dual registered: yes, broker-dealer
Other names: DANIEL PATRICK OHALLORAN
IAPD individual key: 1391521

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ASSET STRATEGIES, INC	State registered	Aug 9, 2023	n/a	yes	LISLE, IL	Current employment
AMERICAN TRUST INVESTMENT SERVICES ADVISORY, INC.	State registered	Feb 4, 2019	n/a	yes	Chicago, IL\|WHITING, IN\|Chicago, IL	Current employment
CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC	Independent wealth	Dec 7, 2004	n/a	yes	Chicago, IL\|LISLE, IL\|LISLE, IL	Current employment
ASSET STRATEGIES, INC	State registered	Jul 21, 2023	Dec 31, 2024	no	LISLE, IL	Previous registration
LASALLE ST. INVESTMENT ADVISORS, L.L.C.	Bd affiliated wealth	Jan 9, 2006	Dec 31, 2014	no	ELMHURST, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LASALLE ST. INVESTMENT ADVISORS, L.L.C.	AMERICAN TRUST INVESTMENT SERVICES ADVISORY, INC.	Dec 31, 2014	Feb 4, 2019	1,496	Firm change after gap	Other

Relationships

Registered with (4)

→ ASSET STRATEGIES, INCRegistered adviserregistration: previous registration
Jul 21, 2023 to Dec 31, 2024factForm ADV
→ AMERICAN TRUST INVESTMENT SERVICES ADVISORY, INC.Registered adviserregistration: current employment
Feb 4, 2019 to presentfactForm ADV
→ CHICAGO CAPITAL MANAGEMENT ADVISORS, LLCRegistered adviserregistration: current employment
Dec 7, 2004 to presentfactForm ADV
→ LASALLE ST. INVESTMENT ADVISORS, L.L.C.Registered adviserregistration: previous registration
Jan 9, 2006 to Dec 31, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fc28f804-1ad2-e7e8-c4a8-0b4a16f554bb
First observed: Jan 9, 2006
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DANIEL PATRICK O'HALLORAN

Advisor at ASSET STRATEGIES, INC

LISLE, IL | Chicago, IL | WHITING, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fc28f804-1ad2-e7e8-c4a8-0b4a16f554bb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:29 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

ASSET STRATEGIES, INC

State registered

Aug 9, 2023

n/a

yes

LISLE, IL

Current employment

AMERICAN TRUST INVESTMENT SERVICES ADVISORY, INC.

State registered

Feb 4, 2019

n/a

yes

Chicago, IL|WHITING, IN|Chicago, IL

Current employment

CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC

Independent wealth

Dec 7, 2004

n/a

yes

Chicago, IL|LISLE, IL|LISLE, IL

Current employment

ASSET STRATEGIES, INC

State registered

Jul 21, 2023

Dec 31, 2024

LISLE, IL

Previous registration

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Bd affiliated wealth

Jan 9, 2006

Dec 31, 2014

ELMHURST, IL

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

AMERICAN TRUST INVESTMENT SERVICES ADVISORY, INC.

Dec 31, 2014

Feb 4, 2019

1,496

Firm change after gap

Other