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RIA / WealthAdvisor17 years in industry

Ehsan S Bassam

Advisor at BASSAM WEALTH MANAGEMENT, LLC

PALM BEACH, FL

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Search this name across graphsid dfx:ria:fc333bfc-71c7-81bf-d56e-6ed73bd4895a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 28, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BASSAM WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 22, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Nov 22, 2008
First registration: Nov 28, 2008
Dual registered: no
Other names: EHSAN SEYED BASSAM|MOHAMMAD SEYED BASSAM|MOHAMMAD SEYED BASSAM|EHSAN SEYED BASSAM|MOHAMMAD SEYED BASSAM|MOHAMMAD S BASSAM|EHSAN S BASSAM|MOHAMMAD BASSAM
IAPD individual key: 5406672

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BASSAM WEALTH MANAGEMENT, LLC	Independent wealth	May 24, 2024	n/a	yes	PALM BEACH, FL	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 18, 2011	May 29, 2024	no	WASHINGTON, DC\|AVENTURA, FL	Previous registration
MORGAN STANLEY	Wirehouse	Aug 19, 2009	Aug 24, 2011	no	Bethesda, MD	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 28, 2008	Feb 11, 2009	no	WASHINGTON, DC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	BASSAM WEALTH MANAGEMENT, LLC	May 29, 2024	May 24, 2024	-5	Firm change	Wirehouse to new firm
MORGAN STANLEY	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Aug 24, 2011	Aug 18, 2011	-6	Firm change	Wirehouse to wirehouse
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY	Feb 11, 2009	Aug 19, 2009	189	Firm change	Wirehouse to wirehouse

Relationships

Registered with (3)

→ BASSAM WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
May 24, 2024 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 18, 2011 to May 29, 2024factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Aug 19, 2009 to Aug 24, 2011factForm ADV

Dated events

Occurred
May 29, 2024
Advisor changed firm
Ehsan S Bassam left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Bassam Wealth Management, Llc (registered 2024-05-24)
Form ADVobserved 6 days ago