DFX Intelligence

P••• P•••••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

P••• P•••••• N•••••

Advisor at M••••••

Woodland Hills, CA

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Search this name across graphsid dfx:ria:fc508513-7334-2448-c5be-7a433915ace9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 15, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Feb 11, 2022	n/a	yes	Woodland Hills, CA	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Aug 12, 2014	Dec 31, 2021	no	Woodland Hills, CA\|Granada Hills, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	M••••••	Dec 31, 2021	Feb 11, 2022	42	Firm change	Ibd to ibd
F•••••••• T••••••• I•••	C••••••••• F•••••••• N••••••	Aug 18, 2014	Aug 12, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
8032:140195:CA:2021-12-31	Dec 31, 2021	Feb 11, 2022	GRANADA HILLS, CA	Firm change

Relationships

Registered with (3)

→ M••••••Registered adviserregistration: current employment
Feb 11, 2022 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Aug 12, 2014 to Dec 31, 2021factForm ADV
→ F•••••••• T••••••• I•••Registered adviserregistration: previous registration
Jul 15, 2009 to Aug 18, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fc508513-7334-2448-c5be-7a433915ace9
First observed: Jul 15, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.