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Reading the graph
CRD 135743
GREENWICH, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BDC PARTNERS, LLC | MANAGING MEMBER | E | yes | 02/2005 | Mar 30, 2012 | Mar 30, 2015 |
| COHEN, JONATHAN, HARRIS | MANAGING MEMBER | D | yes | 07/2003 | Mar 30, 2012 | Mar 30, 2015 |
| COHEN, JONATHAN, HARRIS | Ceo | Na | yes | 02/2005 | Mar 30, 2012 | Mar 30, 2015 |
| CONROY, PATRICK, FRANCIS | CFO, CHIEF COMPLIANCE OFFICER | Na | yes | 02/2005 | Mar 30, 2012 | Mar 30, 2015 |
| ROSENTHAL, SAUL, BARAK | Member | C | yes | 07/2003 | Mar 30, 2012 | Mar 30, 2015 |
| ROSENTHAL, SAUL, BARAK | COO AND PRESIDENT | Na | yes | 02/2005 | Mar 30, 2012 | Mar 30, 2015 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| OXFORD LANE MANAGEMENT, LLC | n/a | Asset manager | $2.3B | N | yes | n/a |
| TICC MANAGEMENT, LLC | n/a | Asset manager | $307M | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2014 | Mar 30, 2015 | $5.6M | $5.6M | 13 | 11 | n/a | n/a | n/a |
| 2013 | Mar 20, 2014 | $300M | $300M | 12 | 9 | n/a | n/a | n/a |
| 2012 | Mar 22, 2013 | $350M | $350M | 10 | 7 | n/a | n/a | n/a |
| 2011 | Mar 30, 2012 | $338M | $338M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2014 | $5.6M | $300M | -98.1% | $338M | -74.5% | 13 | 12 | n/a | n/a |