DFX Intelligence

Data Factory

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

OXFORD SQUARE MANAGEMENT, LLC

CRD 127888

GREENWICH, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fdd4ce42-350b-7f34-e5a6-22186a118ac2

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 1
On other graphs: 0
Observed: Mar 30, 2012 to Mar 27, 2026
20 observations

Across DFX

name candidates only

Private Creditcandidate

OXFORD SQUARE MANAGEMENT, LLC

Credit provider · name unique adv

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $307MItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $307M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 23
Advisory employees: 7
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
SEC number: 801-62278
CRD: 127888
Filings on the tape: 20
First filed: Mar 30, 2012
Latest filed: Mar 27, 2026
Organised: Limited Liability Company, DE
Website: oxfordfunds.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COHEN, JONATHAN, HARRIS	MANAGING MEMBER	D	yes	07/2003	Mar 30, 2012	Mar 27, 2024
COHEN, JONATHAN, HARRIS	Ceo	Na	yes	07/2003	Mar 30, 2012	Mar 27, 2024
CUMMINS, GERALD, RICHARD	CHIEF COMPLIANCE OFFICER	Na	yes	06/2015	Jul 9, 2015	Mar 27, 2024
OXFORD FUNDS, LLC	MANAGING MEMBER	E	yes	07/2003	Mar 27, 2018	Mar 27, 2024
ROSENTHAL, SAUL, B	COO AND PRESIDENT	Na	yes	07/2003	Mar 30, 2012	Mar 27, 2024
ROSENTHAL, SAUL, BARAK	Member	C	yes	07/2003	Mar 30, 2012	Mar 27, 2024
RUBIN, BRUCE, LAWRENCE	CHIEF FINANCIAL OFFICER	Na	yes	08/2015	Sep 3, 2015	Mar 27, 2024
ROYCE FAMILY FUND, INC.	Member	B	no	07/2015	Mar 29, 2016	Mar 27, 2024
ROYCE, CHARLES, MORGAN	Member	B	no	07/2011	Mar 30, 2012	Mar 27, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
OXFORD LANE MANAGEMENT, LLC	n/a	Asset manager	$2.3B	N	yes	n/a
OXFORD GATE MANAGEMENT, LLC	n/a	Asset manager	$90.9M	N	yes	n/a
OXFORD PARK MANAGEMENT, LLC	n/a	Asset manager	$71.4M	N	yes	n/a
OXFORD FUNDS, LLC	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$307M	$307M	23	7	0	n/a	n/a
2024	Mar 27, 2025	$300M	$300M	24	7	0	n/a	n/a
2023	Mar 27, 2024	$278M	$278M	24	7	0	n/a	n/a
2022	Mar 31, 2023	$328M	$328M	20	7	0	n/a	n/a
2021	Mar 29, 2022	$434M	$434M	23	8	0	n/a	n/a
2020	Mar 30, 2021	$358M	$358M	22	11	0	n/a	n/a
2019	Mar 27, 2020	$385M	$385M	21	11	0	n/a	n/a
2018	Mar 28, 2019	$467M	$467M	20	10	0	n/a	n/a
2017	Mar 27, 2018	$454M	$454M	19	10	0	n/a	n/a
2016	Mar 29, 2017	$612M	$612M	18	9	n/a	n/a	n/a
2015	Mar 29, 2016	$722M	$722M	18	9	n/a	n/a	n/a
2014	Mar 30, 2015	$1.0B	$1.0B	13	11	n/a	n/a	n/a
2013	Mar 12, 2014	$998M	$998M	12	9	n/a	n/a	n/a
2012	Mar 22, 2013	$756M	$756M	10	7	n/a	n/a	n/a
2011	Mar 30, 2012	$424M	$424M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$307M	$300M	2.3%	$328M	-2.2%	23	24	0	0

Relationships

Affiliated with (8)

→ OXFORD LANE MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ OXFORD GATE MANAGEMENT, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ OXFORD PARK MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← OXFORD LANE MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← OXFORD GATE MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← OXFORD PARK MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← OXFORD BRIDGE MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← T2 ADVISERS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (6)

← CUMMINS, GERALD, RICHARDOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 9, 2015 to Mar 27, 2024factForm ADV
← COHEN, JONATHAN, HARRISOwnerMANAGING MEMBER, ownership code D, individual
Mar 30, 2012 to Mar 27, 2024factForm ADV
← ROSENTHAL, SAUL, BOwnerCOO AND PRESIDENT, ownership code NA, individual
Mar 30, 2012 to Mar 27, 2024factForm ADV
← ROSENTHAL, SAUL, BARAKOwnerMEMBER, ownership code C, individual
Mar 30, 2012 to Mar 27, 2024factForm ADV
← RUBIN, BRUCE, LAWRENCEOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Sep 3, 2015 to Mar 27, 2024factForm ADV
← OXFORD FUNDS, LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Mar 27, 2018 to Mar 27, 2024factForm ADV

Owns (2)

← ROYCE, CHARLES, MORGANOwnerMEMBER, ownership code B, individual
Mar 30, 2012 to Mar 27, 2024factForm ADV
← ROYCE FAMILY FUND, INC.OwnerMEMBER, ownership code B, domestic entity
Mar 29, 2016 to Mar 27, 2024factForm ADV

Dated events

Occurred
Mar 27, 2018
Regulatory AUM changed
Oxford Square Management, Llc reported RAUM $454.1M, down 26% from $612.5M (2017-03-29 to 2018-03-27)
Form ADVobserved 3 days ago
$-158M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fdd4ce42-350b-7f34-e5a6-22186a118ac2
First observed: Mar 30, 2012
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

OXFORD SQUARE MANAGEMENT, LLC

CRD 127888

GREENWICH, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fdd4ce42-350b-7f34-e5a6-22186a118ac2

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:54 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COHEN, JONATHAN, HARRIS

MANAGING MEMBER

yes

07/2003

Mar 30, 2012

Mar 27, 2024

COHEN, JONATHAN, HARRIS

Ceo

yes

07/2003

Mar 30, 2012

Mar 27, 2024

CUMMINS, GERALD, RICHARD

CHIEF COMPLIANCE OFFICER

yes

06/2015

Jul 9, 2015

Mar 27, 2024

OXFORD FUNDS, LLC

MANAGING MEMBER

yes

07/2003

Mar 27, 2018

Mar 27, 2024

ROSENTHAL, SAUL, B

COO AND PRESIDENT

yes

07/2003

Mar 30, 2012

Mar 27, 2024

ROSENTHAL, SAUL, BARAK

Member

yes

07/2003

Mar 30, 2012

Mar 27, 2024

RUBIN, BRUCE, LAWRENCE

CHIEF FINANCIAL OFFICER

yes

08/2015

Sep 3, 2015

Mar 27, 2024

ROYCE FAMILY FUND, INC.

Member

07/2015

Mar 29, 2016

Mar 27, 2024

ROYCE, CHARLES, MORGAN

Member

07/2011

Mar 30, 2012

Mar 27, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

OXFORD LANE MANAGEMENT, LLC

n/a

Asset manager

$2.3B

yes

n/a

OXFORD GATE MANAGEMENT, LLC

n/a

Asset manager

$90.9M

yes

n/a

OXFORD PARK MANAGEMENT, LLC

n/a

Asset manager

$71.4M

yes

n/a

OXFORD FUNDS, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$307M

n/a

2024

Mar 27, 2025

$300M

n/a

2023

Mar 27, 2024

$278M

n/a

2022

Mar 31, 2023

$328M

n/a

2021

Mar 29, 2022

$434M

n/a

2020

Mar 30, 2021

$358M

n/a

2019

Mar 27, 2020

$385M

n/a

2018

Mar 28, 2019

$467M

n/a

2017

Mar 27, 2018

$454M

n/a

2016

Mar 29, 2017

$612M

n/a

2015

Mar 29, 2016

$722M

n/a

2014

Mar 30, 2015

$1.0B

n/a

2013

Mar 12, 2014

$998M

n/a

2012

Mar 22, 2013

$756M

n/a

2011

Mar 30, 2012

$424M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$307M

$300M

2.3%

$328M

-2.2%