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Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MARGATE CITY, NJ | ISELIN, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 11, 2026 | n/a | yes | ISELIN, NJ|MARGATE CITY, NJ | Current employment |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Oct 23, 2024 | Jun 9, 2026 | no | Marlton, NJ | Previous registration |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Feb 17, 2023 | Aug 5, 2024 | no | SMITHFIELD, RI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jun 9, 2026 | Jun 11, 2026 | 2 | Firm change | Ibd to wirehouse |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | CHARLES SCHWAB & CO., INC. | Aug 5, 2024 | Oct 23, 2024 | 79 | Firm change | Ibd to ibd |