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C••••••••• W••••• J•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner23 years in industry

C••••••••• W••••• J•••••

Advisor at N•••••••• P•••••••• L••

DEER PARK, IL | MINNEAPOLIS, MN

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Search this name across graphsid dfx:ria:fc5ff242-284a-5055-cebc-ef12649d592e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 28, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••••• P•••••••• L••	Independent wealth	Aug 9, 2019	n/a	yes	MINNEAPOLIS, MN\|DEER PARK, IL	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Aug 28, 2003	Aug 13, 2019	no	BARRINGTON, IL\|CHICAGO, IL\|DOWNERS GROVE, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	N•••••••• P•••••••• L••	Aug 13, 2019	Aug 9, 2019	-4	Firm change	Ibd to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
6363:167908:IL:2019-08-12	Aug 13, 2019	Aug 9, 2019	DOWNERS GROVE, IL	Firm change

Relationships

Registered with (2)

→ N•••••••• P•••••••• L••Registered adviserregistration: current employment
Aug 9, 2019 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Aug 28, 2003 to Aug 13, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fc5ff242-284a-5055-cebc-ef12649d592e
First observed: Aug 28, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.