N••• C• M•••••

Advisor at A•••• W••••• A•••••••• L••

Fenton, MI | GRAND BLANC, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fc623609-f419-0f61-6286-99b33e28850f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 29, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 17, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• W••••• A•••••••• L••	Independent wealth	Jul 10, 2014	n/a	yes	GRAND BLANC, MI\|Fenton, MI	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Aug 6, 2013	May 28, 2014	no	GRAND BLANC, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	A•••• W••••• A•••••••• L••	May 28, 2014	Jul 10, 2014	43	Firm change	Other
J••• M••••• S••••••••• L••	A••••••••• F•••••••• S•••••••• L••	Jun 21, 2013	Aug 6, 2013

Relationships

Registered with (4)

→ A•••• W••••• A•••••••• L••Registered adviserregistration: current employment
Jul 10, 2014 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Aug 6, 2013 to May 28, 2014factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 1, 2012 to Jun 21, 2013factForm ADV
→ C•••• I••••••••• S••••••• C••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fc623609-f419-0f61-6286-99b33e28850f
First observed: May 29, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.