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C•••• J•••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst19 years in industry

C•••• J•••• M••••••

Advisor at E• W••••• A•••••••

TORRANCE, CA | SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:fc62d5a8-2a13-2da6-901d-b026e823f9f6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 13, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 8, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
E• W••••• A•••••••	Independent wealth	Jan 20, 2026	n/a	yes	TORRANCE, CA\|SCOTTSDALE, AZ	Current employment
C•••••• I•••••• P•••••••• L••	Former SEC adviser	Apr 15, 2009	Jan 2, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• I•••••• P•••••••• L••	E• W••••• A•••••••	Jan 2, 2026	Jan 20, 2026	18	Firm change	RIA to RIA
P•••••• W••• F•••••••• C••••••••• I••	C•••••• I•••••• P•••••••• L••	Nov 5, 2008

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
147165:111147:AZ:2026-01-02	Jan 2, 2026	Jan 20, 2026	SCOTTSDALE, AZ	Firm change

Relationships

Registered with (3)

→ E• W••••• A•••••••Registered adviserregistration: current employment
Jan 20, 2026 to presentfactForm ADV
→ C•••••• I•••••• P•••••••• L••Registered adviserregistration: previous registration
Apr 15, 2009 to Jan 2, 2026factForm ADV
→ P•••••• W••• F•••••••• C••••••••• I••Registered adviserregistration: previous registration
Jun 13, 2007 to Nov 5, 2008factForm ADV

Dated events

Occurred
Jan 2, 2026
Advisor changed firm
C•••• J•••• M•••••• left C•••••• I•••••• P•••••••• L•• for E• W••••• A••••••• (registered 2026-01-20)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fc62d5a8-2a13-2da6-901d-b026e823f9f6
First observed: Jun 13, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.