DFX Intelligence

K•••••• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

K•••••• C•••••••••

Advisor at A••••• • O•• W••••• A•••••••• L••

MARCO ISLAND, FL | Los Angeles, CA

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Search this name across graphsid dfx:ria:fc760a8e-7934-2dd1-61d8-3eebe357291f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 6, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• • O•• W••••• A•••••••• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: May 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• • O•• W••••• A•••••••• L••	No RAUM reported	Jul 22, 2026	n/a	yes	Los Angeles, CA\|MARCO ISLAND, FL	Current employment
W•••• F•••• A•••••••	Wirehouse	Aug 2, 2024	Apr 24, 2026	no	BEVERLY HILLS, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	A••••• • O•• W••••• A•••••••• L••	Apr 24, 2026	Jul 22, 2026	89	Firm change	Wirehouse to new firm
W•••• F•••• A•••••••	W•••• F•••• A•••••••	Apr 29, 2024	Aug 2, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
11025:19616:MO:2024-04-24	Apr 29, 2024	Aug 2, 2024	ST LOUIS, MO	Firm change
19616:11025:MO:2024-04-26	Apr 29, 2024	Jan 30, 2023	ST LOUIS, MO	Firm change after gap

Relationships

Registered with (3)

→ A••••• • O•• W••••• A•••••••• L••Registered adviserregistration: current employment
Jul 22, 2026 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Aug 2, 2024 to Apr 24, 2026factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 30, 2023 to Apr 29, 2024factForm ADV

Dated events

Occurred
Apr 24, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fc760a8e-7934-2dd1-61d8-3eebe357291f
First observed: May 6, 2022
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.