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P••• E•••• E•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

P••• E•••• E•••••••

Advisor at R•••• O•• F•••••••• A•••••••• L••

R•••• OAK, MI | LIVONIA, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fc77aae5-c270-e92f-8c2b-cb450d4fff36

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 17, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••• O•• F•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 29, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• A•••• A••••••• L••	State registered	Jan 15, 2019	n/a	yes	R•••• OAK, MI	Current employment
R•••• O•• F•••••••• A•••••••• L••	Independent wealth	Dec 5, 2017	n/a	yes	R•••• OAK, MI\|LIVONIA, MI

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C• A••••••• S•••••••	R•••• O•• F•••••••• A•••••••• L••	Mar 8, 2018	Dec 5, 2017	-93	Firm change after gap	Other
I••••• F•••••••• C•••••••••	C• A••••••• S•••••••	Jul 21, 2015

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
110929:290152:MI:2018-03-08	Mar 8, 2018	Dec 5, 2017	WILLIAMSTON, MI	Firm change after gap
12984:110929:MI:2015-07-20	Jul 21, 2015	Jun 1, 2011	CLAWSON, MI	Firm change after gap

Relationships

Registered with (5)

→ A•••• A•••• A••••••• L••Registered adviserregistration: previous registration
Nov 9, 2018 to Dec 31, 2018factForm ADV
→ R•••• O•• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Dec 5, 2017 to presentfactForm ADV
→ C• A••••••• S•••••••Registered adviserregistration: previous registration
Jun 1, 2011 to Mar 8, 2018factForm ADV
→ I••••• F•••••••• C•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fc77aae5-c270-e92f-8c2b-cb450d4fff36
First observed: Oct 17, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.