This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ZACKS INVESTMENT MANAGEMENT, INC.

Current firm class

mixed wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 1, 2014earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Nov 22, 2023

First registration

Dec 15, 2023

Dual registered

no

Other names

SEAN JAMES PHILBIN

IAPD individual key

7377729

• Occurred

  Jul 3, 2025
  Advisor changed firm

  Sean Philbin left Wells Fargo Advisors for Zacks Investment Management, Inc. (registered 2025-10-27)

  Form ADVobserved 4 days ago
• Occurred

  Jun 7, 2024
  Advisor changed firm

  Sean Philbin left Cetera Investment Advisers Llc for Wells Fargo Advisors (registered 2024-09-16)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:fc7c2abd-e64a-de8f-1979-0d3e4f577cd9

First observed

Dec 15, 2023

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.