DFX Intelligence

L•••• J••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

L•••• J••• M•••••

Advisor at K••••• A••••••• S•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:fc8b7302-24cf-96ad-20d6-fdb85a134336

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 17, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Oct 30, 2025	n/a	yes	Yorkville, IL\|Burr Ridge, IL\|AUSTIN, TX	Current employment
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Jul 19, 2021	Oct 17, 2025	no	Burr Ridge, IL\|Naperville, IL\|AUSTIN, TX\|Yorkville, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	K••••• A••••••• S•••••••• L••	Apr 5, 2021	Jul 19, 2021	105	Firm change	Wirehouse to ibd
E•••••••• A•••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Aug 18, 2017

Relationships

Registered with (3)

→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Jul 19, 2021 to Oct 17, 2025factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Dec 13, 2018 to Apr 5, 2021factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 17, 2014 to Aug 18, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fc8b7302-24cf-96ad-20d6-fdb85a134336
First observed: Nov 17, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.