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Advisor at SOWELL MANAGEMENT
Belleville, IL | NORTH LITTLE ROCK, AR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SOWELL MANAGEMENT | Independent wealth | Nov 15, 2016 | n/a | yes | NORTH LITTLE ROCK, AR|Belleville, IL | Current employment |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | May 26, 2016 | Nov 23, 2016 | no | Fairview Heights, IL|Chesterfield, MO|Fairview Heights, IL | Previous registration |
| GRADIENT ADVISORS, LLC | Independent wealth | Apr 8, 2014 | Dec 31, 2015 | no | FAIRVIEW HEIGHTS, IL|ARDEN HILLS, MN | Previous registration |
| ONEAMERICA SECURITIES, INC. | Bd affiliated wealth | Sep 7, 2011 | Apr 14, 2014 | no | Maryland Heights, MO|FAIRVIEW HEIGHTS, IL | Previous registration |
| NEW ENGLAND SECURITIES CORPORATION | Former SEC adviser | Aug 27, 2008 | Mar 2, 2011 | no | COLLINSVILLE, IL|ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | SOWELL MANAGEMENT | Nov 23, 2016 | Nov 15, 2016 | -8 | Firm change | Other |
| GRADIENT ADVISORS, LLC | MML INVESTORS SERVICES, LLC | Dec 31, 2015 | May 26, 2016 | 147 | Firm change | Other |
| ONEAMERICA SECURITIES, INC. | GRADIENT ADVISORS, LLC | Apr 14, 2014 | Apr 8, 2014 | -6 | Firm change | Other |
| NEW ENGLAND SECURITIES CORPORATION | ONEAMERICA SECURITIES, INC. | Mar 2, 2011 | Sep 7, 2011 | 189 | Firm change | Other |