DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jason Allan Stroede
Feed of 09/15/2026
At current firm
9 y
since Nov 15, 2016
In the industry
19 y
since Mar 29, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Sowell Management independent RIA currentsince Nov 15, 2016 · North Little Rock, Ar
- MML Investors Services, LLC BD affiliatedMay 26, 2016 to Nov 23, 2016 · Fairview Heights, Il
- Gradient Advisors, LLC independent RIAApr 8, 2014 to Dec 31, 2015 · Fairview Heights, Il
- Oneamerica Securities, Inc. BD affiliatedSep 7, 2011 to Apr 14, 2014 · Maryland Heights, Mo
- New England Securities Corporation formerAug 27, 2008 to Mar 2, 2011 · Collinsville, Il
Moves
a registration end followed by a registration begin elsewhere
- MML Investors Services, LLC to Sowell Managementleft Nov 23, 2016, registered Nov 15, 2016 (-8 days) · Other
- Gradient Advisors, LLC to MML Investors Services, LLCleft Dec 31, 2015, registered May 26, 2016 (147 days) · Other
- Oneamerica Securities, Inc. to Gradient Advisors, LLCleft Apr 14, 2014, registered Apr 8, 2014 (-6 days) · Other
- New England Securities Corporation to Oneamerica Securities, Inc.left Mar 2, 2011, registered Sep 7, 2011 (189 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address