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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

SCOTT ANDREW HARTMAN

Advisor at MORGAN STANLEY

Deerfield, IL | Fort Myers, FL

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Search this name across graphsid dfx:ria:fc9700c1-ae2f-198f-b9f8-19f553434470

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Mar 10, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 14, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Apr 14, 1994
First registration: Mar 10, 2003
Dual registered: yes, broker-dealer
Other names: SCOT ANDREW HARTMAN
IAPD individual key: 2463459

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Sep 30, 2022	n/a	yes	Deerfield, IL\|Fort Myers, FL	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 26, 2012	Oct 10, 2022	no	NORTHBROOK, IL	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Feb 6, 2012	no	RIVERWOODS, IL	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	RIVERWOODS, IL	Previous registration
MORGAN STANLEY DW INC.	n/a	Sep 1, 2006	Apr 2, 2007	no	RIVERWOODS, IL	Previous registration
AMERIPRISE ADVISOR SERVICES, INC.	n/a	Jun 25, 2003	Sep 7, 2006	no	GLENVIEW, IL\|NORTHBROOK, IL	Previous registration
CHOREO, LLC	Independent wealth	Mar 10, 2003	Jun 25, 2003	no	BUFFALO GROVE, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	MORGAN STANLEY	Oct 10, 2022	Sep 30, 2022	-10	Firm change	Wirehouse to wirehouse
MORGAN STANLEY	UBS FINANCIAL SERVICES INC.	Feb 6, 2012	Jan 26, 2012	-11	Firm change	Wirehouse to wirehouse
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other
AMERIPRISE ADVISOR SERVICES, INC.	MORGAN STANLEY DW INC.	Sep 7, 2006	Sep 1, 2006	-6	Firm change	Other
CHOREO, LLC	AMERIPRISE ADVISOR SERVICES, INC.	Jun 25, 2003	Jun 25, 2003	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
8174:149777:IL:2022-10-10	Oct 10, 2022	Sep 30, 2022	NORTHBROOK, IL	Firm change

Relationships

Registered with (6)

→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Feb 6, 2012factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 26, 2012 to Oct 10, 2022factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Sep 1, 2006 to Apr 2, 2007factForm ADV
→ AMERIPRISE ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
Jun 25, 2003 to Sep 7, 2006factForm ADV
→ CHOREO, LLCRegistered adviserregistration: previous registration
Mar 10, 2003 to Jun 25, 2003factForm ADV

Dated events

Occurred
Oct 10, 2022
Advisor changed firm
Scott Andrew Hartman left Ubs Financial Services Inc. for Morgan Stanley (registered 2022-09-30)
Form ADVobserved 6 days ago