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Registered advisor
S•••• A••••• H••••••
Feed of 09/14/2026
Also filed as Scot A••••• H••••••
At current firm
3 y
since Sep 30, 2022
In the industry
32 y
since Apr 14, 1994 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Sep 30, 2022 · Deerfield, Il
- U•• F•••••••• S••••••• I••• wirehouseJan 26, 2012 to Oct 10, 2022 · Northbrook, Il
- M••••• S•••••• wirehouseJun 1, 2009 to Feb 6, 2012 · Riverwoods, Il
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jun 1, 2009 · Riverwoods, Il
- M••••• S•••••• D• I••• unclassifiedSep 1, 2006 to Apr 2, 2007 · Riverwoods, Il
- A••••••••• A•••••• S•••••••• I••• unclassifiedJun 25, 2003 to Sep 7, 2006 · Glenview, Il
- C•••••• L•• independent RIAMar 10, 2003 to Jun 25, 2003 · Buffalo Grove, Il
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Oct 10, 2022, registered Sep 30, 2022 (-10 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Feb 6, 2012, registered Jan 26, 2012 (-11 days) · Wirehouse to wirehouse
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- A••••••••• A•••••• S•••••••• I••• to M••••• S•••••• D• I•••left Sep 7, 2006, registered Sep 1, 2006 (-6 days) · Other
- C•••••• L•• to A••••••••• A•••••• S•••••••• I•••left Jun 25, 2003, registered Jun 25, 2003 (0 days) · corporate re-registration, not a move
Signals
- S•••• A••••• H•••••• left U•• F•••••••• S••••••• I••• for M••••• S•••••• (registered 2022-09-30)Oct 10, 2022 · a•••••• firm change · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address