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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

WOLFF FINANCIAL MANAGEMENT LLC

CRD 283239

KALAMAZOO, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fc9af970-1365-14d6-5c4c-7a45637bec05

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 7
On other graphs: 0
Observed: Mar 11, 2016 to Sep 15, 2026
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $613MItem 5.F on the latest filing (2026-09-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $604M
Private client RAUM: $612MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $153Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 4
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,133
Individual clients: 205
High net worth clients: 155
SEC number: 801-107444
CRD: 283239
Filings on the tape: 20
First filed: Mar 11, 2016
Latest filed: Sep 15, 2026
Organised: Limited Liability Company, MI

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MATTHEW ROLLAND WOLFF	Certified Financial Planner	KALAMAZOO, MI	10	32	1	no
LISA M. HARTGRAVES	n/a	KALAMAZOO, MI	8	20	1	no
Jared Victor McNee	Certified Financial Planner	KALAMAZOO, MI	4	13	1	no
Samuel David Pietrogallo	Certified Financial Planner	KALAMAZOO, MI	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
WOLFF, MATTHEW, ROLLAND	MANAGING MEMBER	E	yes	04/2016	Apr 12, 2016	Mar 15, 2024
LaFond, Lisa, Marie	Cco	Na	no	03/2023	Mar 22, 2023	Mar 15, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 27, 2026	$613M	$604M	6	4	1	n/a	n/a
2024	Mar 17, 2025	$532M	$522M	6	4	1	n/a	n/a
2023	Mar 15, 2024	$466M	$460M	5	3	1	n/a	n/a
2022	Mar 22, 2023	$410M	$404M	5	3	0	n/a	n/a
2021	Mar 29, 2022	$410M	$404M	4	3	0	n/a	n/a
2020	Mar 29, 2021	$347M	$342M	6	3	0	n/a	n/a
2019	Mar 26, 2020	$304M	$299M	5	3	0	n/a	n/a
2018	Mar 28, 2019	$252M	$248M	5	3	0	n/a	n/a
2017	Mar 29, 2018	$239M	$235M	5	3	0	n/a	n/a
2016	Mar 29, 2017	$193M	$191M	5	3	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$613M	$532M	15.2%	$410M	14.3%	6	6	1	1

Relationships

Registered with (6)

← Samuel David PietrogalloAdvisorregistration: current employment
Feb 12, 2026 to presentfactForm ADV
← Jared Victor McNeeAdvisorregistration: current employment
Apr 4, 2022 to presentfactForm ADV
← LISA M. HARTGRAVESAdvisorregistration: current employment
Mar 16, 2018 to presentfactForm ADV
← MATTHEW ROLLAND WOLFFAdvisorregistration: current employment
May 25, 2016 to presentfactForm ADV
← Frank Gardner PereiroAdvisorregistration: previous registration
Dec 11, 2020 to Nov 13, 2023factForm ADV
← Jonathan Michael VargoAdvisorregistration: previous registration
May 25, 2016 to Aug 6, 2020factForm ADV

Controls (1)

← WOLFF, MATTHEW, ROLLANDOwnerMANAGING MEMBER, ownership code E, individual
Apr 12, 2016 to Mar 15, 2024factForm ADV

Owns (1)

← LaFond, Lisa, MarieOwnerCCO, ownership code NA, individual
Mar 22, 2023 to Mar 15, 2024factForm ADV

Dated events

Occurred
Nov 13, 2023
Advisor changed firm
Frank Gardner Pereiro left Wolff Financial Management Llc for Edward Jones (registered 2022-06-21)
Form ADVobserved 6 days ago
Occurred
Mar 22, 2023
Control person left
Christopher Ryan Oakes (Chief Compliance Officer) no longer on Schedule A of Wolff Financial Management Llc (listed 2022-03-29, absent 2023-03-22)
Form ADVobserved 6 days ago
Occurred
Mar 29, 2022
Control person joined
Christopher Ryan Oakes (Chief Compliance Officer) appeared on Schedule A of Wolff Financial Management Llc
Form ADVobserved 6 days ago
Occurred
Mar 29, 2022
Control person left
Doris Rene Pereiro (Chief Compliance Officer) no longer on Schedule A of Wolff Financial Management Llc (listed 2021-10-06, absent 2022-03-29)
Form ADVobserved 6 days ago
Occurred
Mar 29, 2021
Control person joined
Doris Rene Pereiro (Chief Compliance Officer) appeared on Schedule A of Wolff Financial Management Llc
Form ADVobserved 6 days ago
Occurred
Mar 29, 2021
Control person left
Marie Laurie Arnsman (Chief Compliance Officer) no longer on Schedule A of Wolff Financial Management Llc (listed 2020-06-24, absent 2021-03-29)
Form ADVobserved 6 days ago
Occurred
Mar 11, 2016
First Form ADV filing
Wolff Financial Management Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fc9af970-1365-14d6-5c4c-7a45637bec05
First observed: Mar 11, 2016
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WOLFF FINANCIAL MANAGEMENT LLC

CRD 283239

KALAMAZOO, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fc9af970-1365-14d6-5c4c-7a45637bec05

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:39 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MATTHEW ROLLAND WOLFF

Certified Financial Planner

KALAMAZOO, MI

LISA M. HARTGRAVES

n/a

KALAMAZOO, MI

Jared Victor McNee

Certified Financial Planner

KALAMAZOO, MI

Samuel David Pietrogallo

Certified Financial Planner

KALAMAZOO, MI

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

WOLFF, MATTHEW, ROLLAND

MANAGING MEMBER

yes

04/2016

Apr 12, 2016

Mar 15, 2024

LaFond, Lisa, Marie

Cco

03/2023

Mar 22, 2023

Mar 15, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 27, 2026

$613M

$604M

n/a

2024

Mar 17, 2025

$532M

$522M

n/a

2023

Mar 15, 2024

$466M

$460M

n/a

2022

Mar 22, 2023

$410M

$404M

n/a

2021

Mar 29, 2022

$410M

$404M

n/a

2020

Mar 29, 2021

$347M

$342M

n/a

2019

Mar 26, 2020

$304M

$299M

n/a

2018

Mar 28, 2019

$252M

$248M

n/a

2017

Mar 29, 2018

$239M

$235M

n/a

2016

Mar 29, 2017

$193M

$191M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$613M

$532M

15.2%

$410M

14.3%