This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

MONEY CONCEPTS ADVISORY SERVICE

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 1, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Apr 25, 2016

First registration

Apr 29, 2016

Dual registered

yes, broker-dealer

Other names

MILFORD J CARTER

IAPD individual key

6589110

• Occurred

  Aug 1, 2024
  Advisor changed firm

  Milford Carter left Northwestern Mutual Investment Services,Llc for Money Concepts Advisory Service (registered 2024-07-08)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:fca1e678-deff-8088-0418-01475438ea95

First observed

Apr 29, 2016

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.