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Advisor at J.P. MORGAN SECURITIES LLC
HOLLYWOOD, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Dec 14, 2023 | n/a | yes | HOLLYWOOD, FL | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 5, 2022 | Dec 7, 2023 | no | FORT LAUDERDALE, FL | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Mar 17, 2021 | Sep 6, 2022 | no | AVENTURA, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 6, 2021 | Feb 8, 2021 | no | NEW YORK, NY|AVENTURA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | J.P. MORGAN SECURITIES LLC | Dec 7, 2023 | Dec 14, 2023 | 7 | Firm change | Wirehouse to wirehouse |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Sep 6, 2022 | Oct 5, 2022 | 29 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Feb 8, 2021 | Mar 17, 2021 | 37 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:79:FL:2023-12-07 | Dec 7, 2023 | Dec 14, 2023 | FORT LAUDERDALE, FL | Firm change |