This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

MERIT FINANCIAL ADVISORS

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 5, 2002earliest registration or exam on IAPD

Years in industry

24derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

6

Current registrations

1

Registered states

1

Exams

S65

First exam

Mar 5, 2002

First registration

Jul 26, 2002

Dual registered

no

IAPD individual key

4480405

• Occurred

  Jul 31, 2025
  Advisor changed firm

  James Thomas Breen left Amp Wealth Management for Merit Financial Advisors (registered 2025-06-30)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:fcaabd3f-a2cb-7fed-9a23-ce7e53f1fef2

First observed

Jul 26, 2002

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.