This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 1, 2011earliest registration or exam on IAPD

Years in industry

15derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S63|S65

First exam

Nov 20, 2012

First registration

Feb 5, 2024

Dual registered

yes, broker-dealer

Other names

JAMES WENING|JAMES A WENING|James A. Wening

IAPD individual key

6093517

• Occurred

  Jul 23, 2025
  Advisor changed firm

  James A Wening left J.P. Morgan Securities Llc for Texas Capital Bank Private Wealth Advisors (registered 2025-09-16)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:fcac3b91-deb7-3f12-494b-9fde8e1f1a95

First observed

Feb 5, 2024

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.