E•••• N•••••

Advisor at C••••••••• F•••••••• L••

NEWPORT BEACH, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fcb5af1c-1a2b-7b1a-9e03-f319f0398ab4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: May 17, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 2, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F•••••••• L••	State registered	Jan 1, 2026	n/a	yes	NEWPORT BEACH, CA	Current employment
C••••••••• F•••••••• L••	State registered	Apr 10, 2013	Dec 31, 2015	no	NEWPORT BEACH, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••• A•••• M••••••••• L••	C••••••••• F•••••••• L••	Dec 14, 2011	Apr 10, 2013	483	Firm change after gap	Other
C••••••••• F•••••••• L••	B•••••••• A•••• M••••••••• L••	Apr 18, 2011	Mar 7, 2011

Relationships

Registered with (3)

→ C••••••••• F•••••••• L••Registered adviserregistration: previous registration
Apr 10, 2013 to Dec 31, 2015factForm ADV
→ B•••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Mar 7, 2011 to Dec 14, 2011factForm ADV
→ H••••••• L••Registered adviserregistration: previous registration
Jan 30, 2009 to Apr 15, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fcb5af1c-1a2b-7b1a-9e03-f319f0398ab4
First observed: May 17, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.