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Registered advisor
E•••• N•••••
Feed of 09/14/2026
Also filed as E•••• N•••••
At current firm
0 y
since Jan 1, 2026
In the industry
20 y
since Dec 2, 2005 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• L•• state registered currentsince Jan 1, 2026 · Newport Beach, Ca
- C••••••••• F•••••••• L•• state registeredApr 10, 2013 to Dec 31, 2015 · Newport Beach, Ca
- B•••••••• A•••• M••••••••• L•• formerMar 7, 2011 to Dec 14, 2011 · San Rafael, Ca
- C••••••••• F•••••••• L•• state registeredFeb 5, 2009 to Apr 18, 2011 · Newport Beach, Ca
- H••••••• L•• unclassifiedJan 30, 2009 to Apr 15, 2011 · Newport Beach, Ca
- C••••••••• F•••••••• L•• state registeredFeb 6, 2008 to Dec 31, 2008 · Newport Beach, Ca
- H••••••• L•• unclassifiedMay 17, 2006 to Dec 31, 2008 · Newport Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- B•••••••• A•••• M••••••••• L•• to C••••••••• F•••••••• L••left Dec 14, 2011, registered Apr 10, 2013 (483 days) · Other
- C••••••••• F•••••••• L•• to B•••••••• A•••• M••••••••• L••left Apr 18, 2011, registered Mar 7, 2011 (-42 days) · Other
- H••••••• L•• to C••••••••• F•••••••• L••left Apr 15, 2011, registered Feb 5, 2009 (-799 days) · Other
- H••••••• L•• to C••••••••• F•••••••• L••left Dec 31, 2008, registered Feb 6, 2008 (-329 days) · Other
- C••••••••• F•••••••• L•• to H••••••• L••left Dec 31, 2008, registered Jan 30, 2009 (30 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address