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Reading the graph
Advisor at MORGAN STANLEY
West Conshohocken, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | May 20, 2022 | n/a | yes | West Conshohocken, PA | Current employment |
| ROCKEFELLER CAPITAL MANAGEMENT | Bd affiliated wealth | Feb 21, 2020 | May 26, 2022 | no | Conshohocken, PA|New York, NY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 23, 2017 | Feb 25, 2020 | no | WAYNE, PA|WAYNE, PA | Previous registration |
| JANNEY MONTGOMERY SCOTT LLC | Bd affiliated wealth | Mar 30, 2006 | Apr 3, 2008 | no | PHILADELPHIA, PA|PHILADELPHIA, PA|PHILADELPHIA, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ROCKEFELLER CAPITAL MANAGEMENT | MORGAN STANLEY | May 26, 2022 | May 20, 2022 | -6 | Firm change | Ibd to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | ROCKEFELLER CAPITAL MANAGEMENT | Feb 25, 2020 | Feb 21, 2020 | -4 | Firm change | Wirehouse to RIA |
| JANNEY MONTGOMERY SCOTT LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Apr 3, 2008 | May 23, 2017 | 3,337 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:291361:PA:2020-02-25 | Feb 25, 2020 | Feb 21, 2020 | WAYNE, PA | Firm change |