DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at ROBERT W. BAIRD & CO. INCORPORATED
Charlotte, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROBERT W. BAIRD & CO. INCORPORATED | Mixed wealth | Nov 1, 2021 | n/a | yes | Charlotte, NC | Current employment |
| LINDEN THOMAS ADVISORY SERVICES, LLC | Independent wealth | May 10, 2019 | Oct 18, 2021 | no | CHARLOTTE, NC | Previous registration |
| ADVICE AND PLANNING SERVICES | Bd affiliated wealth | Nov 29, 2016 | Apr 2, 2019 | no | CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LINDEN THOMAS ADVISORY SERVICES, LLC | ROBERT W. BAIRD & CO. INCORPORATED | Oct 18, 2021 | Nov 1, 2021 | 14 | Firm change | RIA to RIA |
| ADVICE AND PLANNING SERVICES | LINDEN THOMAS ADVISORY SERVICES, LLC | Apr 2, 2019 | May 10, 2019 | 38 | Firm change | Ibd to RIA |