DFX Intelligence

S•••••••• L••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst16 years in industry

S•••••••• L••• A•••••••

Advisor at C•••••••• W••••• L••

BETHESDA, MD

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Search this name across graphsid dfx:ria:fcc4c7da-fb36-0186-f180-37029b435eef

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 7, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• W••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 12, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• W••••• L••	Independent wealth	Jan 16, 2024	n/a	yes	BETHESDA, MD	Current employment
M••••••	Bd affiliated wealth	Jan 12, 2022	Dec 11, 2023	no	Washington, DC\|Bethesda, MD	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••	C•••••••• W••••• L••	Dec 11, 2023	Jan 16, 2024	36	Firm change	Ibd to RIA
M••••• G••••• A••••••• I•••	M••••••	Dec 17, 2021	Jan 12, 2022

Relationships

Registered with (3)

→ C•••••••• W••••• L••Registered adviserregistration: current employment
Jan 16, 2024 to presentfactForm ADV
→ M••••••Registered adviserregistration: previous registration
Jan 12, 2022 to Dec 11, 2023factForm ADV
→ M••••• G••••• A••••••• I•••Registered adviserregistration: previous registration
Feb 7, 2019 to Dec 17, 2021factForm ADV

Dated events

Occurred
Dec 11, 2023
Advisor changed firm
S•••••••• L••• A••••••• left Mariner for C•••••••• W••••• L•• (registered 2024-01-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fcc4c7da-fb36-0186-f180-37029b435eef
First observed: Feb 7, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.