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Advisor at OSAIC WEALTH, INC.
MABLETON, GA | Atlanta, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Aug 23, 2024 | n/a | yes | MABLETON, GA|Atlanta, GA | Current employment |
| TRIAD ADVISORS, LLC | Former SEC adviser | Dec 16, 2021 | Aug 23, 2024 | no | DALLAS, GA|Milton, GA|Atlanta, GA | Previous registration |
| BLUECHIP WEALTH ADVISORS LLC | Independent wealth | Jan 19, 2011 | Jan 11, 2022 | no | MILTON, GA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Mar 21, 2007 | Dec 22, 2009 | no | Atlanta, GA|ATLANTA, GA | Previous registration |
| SUMMIT FINANCIAL GROUP INC | Former SEC adviser | Feb 2, 2004 | Jul 11, 2006 | no | MABLETON, GA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Sep 24, 2002 | Jun 12, 2003 | no | ORLANDO, FL | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jan 28, 1995 | Oct 1, 2002 | no | ORLANDO, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRIAD ADVISORS, LLC | OSAIC WEALTH, INC. | Aug 23, 2024 | Aug 23, 2024 | 0 | Bulk transfer | Ibd to ibd |
| BLUECHIP WEALTH ADVISORS LLC | TRIAD ADVISORS, LLC | Jan 11, 2022 | Dec 16, 2021 | -26 | Firm change | RIA to ibd |
| AMERIPRISE FINANCIAL SERVICES, LLC | BLUECHIP WEALTH ADVISORS LLC | Dec 22, 2009 | Jan 19, 2011 | 393 | Firm change | Ibd to RIA |
| SUMMIT FINANCIAL GROUP INC | AMERIPRISE FINANCIAL SERVICES, LLC | Jul 11, 2006 | Mar 21, 2007 | 253 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | SUMMIT FINANCIAL GROUP INC | Jun 12, 2003 | Feb 2, 2004 | 235 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | CITIGROUP GLOBAL MARKETS INC. | Oct 1, 2002 | Sep 24, 2002 | -7 | Firm change | Other |