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K•••• A•• C••••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

K•••• A•• C••••• G••••••

Advisor at C•••••••

Media, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fcda114b-5bbd-8047-aacd-7f636904de58

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 1, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 23, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••	Institutional manager	Jan 3, 2023	n/a	yes	Media, PA	Current employment
N•• M••••• W••••• M••••••••• L••	Former SEC adviser	Jul 12, 2019	Mar 28, 2022	no	COSTA MESA, CA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
N•• M••••• W••••• M••••••••• L••	C•••••••	Mar 28, 2022	Jan 3, 2023	281	Firm change	Other
E•••••• F•••••••• L••	N•• M••••• W••••• M••••••••• L••	Aug 2, 2018

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
171031:175112:CA:2022-03-28	Mar 28, 2022	Jan 3, 2023	COSTA MESA, CA	Firm change
519:174694:PA:2015-03-13	Mar 13, 2015	Mar 26, 2015	WAYNE, PA	Firm change

Relationships

Registered with (5)

→ C•••••••Registered adviserregistration: current employment
Jan 3, 2023 to presentfactForm ADV
→ N•• M••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jul 12, 2019 to Mar 28, 2022factForm ADV
→ E•••••• F•••••••• L••Registered adviserregistration: previous registration
Mar 26, 2015 to Aug 2, 2018factForm ADV
→ L•••••• I•••••••••

Dated events

Occurred
Mar 28, 2022
Advisor changed firm
K•••• A•• C••••• G•••••• left N•• M••••• W••••• M••••••••• L•• for Captrust (registered 2023-01-03)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fcda114b-5bbd-8047-aacd-7f636904de58
First observed: Dec 1, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.