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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

NEW MARKET WEALTH MANAGEMENT, LLC

CRD 171031

IRVINE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e6053fb6-0bb4-571c-afc0-64745067a537

Data as of Feb 3, 2022 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 4
On other graphs: 0
Observed: May 4, 2017 to Feb 3, 2022
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $240MItem 5.F on the latest filing (2022-02-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $218M
Private client RAUM: $188MderivedItem 5.D individuals plus high net worth individuals
Private client share: 78%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 359
Individual clients: 18
High net worth clients: 49
Custody, client assets: $77.7M
SEC number: 801-110574
CRD: 171031
Filings on the tape: 10
First filed: May 4, 2017
Latest filed: Feb 3, 2022
Organised: Limited Liability Company, California

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BARCHICK, KATHLEEN, KAY	Member	C	yes	06/2004	May 4, 2017	Feb 3, 2022
DEKE, DARYL, LEE	CO-TRUSTEE	E	yes	01/2014	May 4, 2017	Feb 3, 2022
DEKE, DARYL, LEE	PRESIDENT, MANAGER	Na	yes	01/2014	May 4, 2017	Feb 3, 2022
DEKE, SHERRY, DELANEY	CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER	Na	yes	01/2014	May 4, 2017	Feb 3, 2022
DEKE, SHERRY, DELANEY	CO-TRUSTEE	E	yes	01/2014	May 4, 2017	Feb 3, 2022
NESBITT, STEPHEN, LANE	Member	D	yes	06/2004	May 4, 2017	Feb 3, 2022
THE DEKE FAMILY TRUST	Member	D	yes	01/2014	May 4, 2017	Feb 3, 2022
CLIFFWATER LLC	Member	B	no	07/2016	May 4, 2017	Feb 3, 2022
KSWHOKIE LLC	Member	A	no	01/2014	May 4, 2017	Feb 3, 2022
REWIII LLC	Member	A	no	01/2014	May 4, 2017	Feb 3, 2022
SWEENEY, EDWARD, PAUL	Member	Na	no	01/2019	Mar 18, 2020	Feb 3, 2022
WOOLWINE, KELLY, SCOTT	Trustee	E	no	01/2014	May 4, 2017	Feb 3, 2022
WOOLWINE, RICHARD, ERNEST	Trustee	E	no	01/2014	May 4, 2017	Feb 3, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CAPFINANCIAL PARTNERS, LLC	n/a	Institutional manager	$1237B	N	yes	n/a
CAPFINANCIAL SECURITIES, LLC.	n/a	Former SEC adviser	$116B	N	yes	n/a
PENSIONMARK FINANCIAL GROUP, LLC	n/a	Other adviser	$72B	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2020	Mar 10, 2021	$240M	$218M	6	4	n/a	n/a
2019	Mar 18, 2020	$209M	$193M	6	4	n/a	n/a
2018	Mar 13, 2019	$169M	$160M	6	4	n/a	n/a
2017	Mar 28, 2018	$148M	$148M	8	6	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$240M	$209M	14.9%	$148M	17.3%	6	6	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
Captrust	2	Mar 28, 2022	Jan 3, 2023	IRVINE, CA	Team lift out	Other	100.0%

Relationships

Affiliated with (3)

→ CAPTRUST FINANCIAL ADVISORSRegistered adviserbroker-dealer, common control
factForm ADV
→ CAPTRUSTRegistered adviserother investment adviser, common control
factForm ADV
→ WORLD INVESTMENT ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Owns (6)

← CLIFFWATER LLCOwnerMEMBER, ownership code B, domestic entity
May 4, 2017 to presentfactForm ADV
← WOOLWINE, KELLY, SCOTTOwnerTRUSTEE, ownership code E, individual
May 4, 2017 to presentfactForm ADV
← SWEENEY, EDWARD, PAULOwnerMEMBER, ownership code NA, individual
Mar 18, 2020 to presentfactForm ADV
← WOOLWINE, RICHARD, ERNESTOwnerTRUSTEE, ownership code E, individual
May 4, 2017 to presentfactForm ADV
← KSWHOKIE LLCOwnerMEMBER, ownership code A, domestic entity
May 4, 2017 to presentfactForm ADV
← REWIII LLCOwnerMEMBER, ownership code A, domestic entity
May 4, 2017 to presentfactForm ADV

Controls (5)

← DEKE, DARYL, LEEOwnerCO-TRUSTEE, ownership code E, individual
May 4, 2017 to presentfactForm ADV
← NESBITT, STEPHEN, LANEOwnerMEMBER, ownership code D, individual
May 4, 2017 to presentfactForm ADV
← DEKE, SHERRY, DELANEYOwnerCO-TRUSTEE, ownership code E, individual
May 4, 2017 to presentfactForm ADV
← BARCHICK, KATHLEEN, KAYOwnerMEMBER, ownership code C, individual
May 4, 2017 to presentfactForm ADV
← THE DEKE FAMILY TRUSTOwnerMEMBER, ownership code D, domestic entity
May 4, 2017 to presentfactForm ADV

Moved with (1)

→ CAPTRUSTRegistered adviser2 advisors, team lift out, same day
Mar 28, 2022 to Jan 3, 2023factForm ADV

Registered with (4)

← DARYL LEE DEKEAdvisorregistration: previous registration
Jun 2, 2014 to Mar 28, 2022factForm ADV
← Kelly Ann Cullen GentlesAdvisorregistration: previous registration
Jul 12, 2019 to Mar 28, 2022factForm ADV
← JENNIFER BAKER COOKAdvisorregistration: previous registration
Jan 28, 2015 to Aug 2, 2018factForm ADV
← ZACHARY HARRISON BINDLERAdvisorregistration: previous registration
Jul 15, 2014 to Apr 13, 2018factForm ADV

Dated events

Occurred
Mar 28, 2022
Team lift-out
2 advisors left New Market Wealth Management, LLC (Irvine, CA) for Captrust on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Mar 28, 2022
Advisor changed firm
Daryl Lee Deke left New Market Wealth Management, Llc for Captrust (registered 2022-01-06)
Form ADVobserved 6 days ago
Occurred
Mar 28, 2022
Advisor changed firm
Kelly Ann Cullen Gentles left New Market Wealth Management, Llc for Captrust (registered 2023-01-03)
Form ADVobserved 6 days ago
Occurred
May 4, 2017
First Form ADV filing
New Market Wealth Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e6053fb6-0bb4-571c-afc0-64745067a537
First observed: May 4, 2017
Last observed: Feb 3, 2022 56 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NEW MARKET WEALTH MANAGEMENT, LLC

CRD 171031

IRVINE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e6053fb6-0bb4-571c-afc0-64745067a537

Data as of Feb 3, 2022 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:42 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BARCHICK, KATHLEEN, KAY

Member

yes

06/2004

May 4, 2017

Feb 3, 2022

DEKE, DARYL, LEE

CO-TRUSTEE

yes

01/2014

May 4, 2017

Feb 3, 2022

DEKE, DARYL, LEE

PRESIDENT, MANAGER

yes

01/2014

May 4, 2017

Feb 3, 2022

DEKE, SHERRY, DELANEY

CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER

yes

01/2014

May 4, 2017

Feb 3, 2022

DEKE, SHERRY, DELANEY

CO-TRUSTEE

yes

01/2014

May 4, 2017

Feb 3, 2022

NESBITT, STEPHEN, LANE

Member

yes

06/2004

May 4, 2017

Feb 3, 2022

THE DEKE FAMILY TRUST

Member

yes

01/2014

May 4, 2017

Feb 3, 2022

CLIFFWATER LLC

Member

07/2016

May 4, 2017

Feb 3, 2022

KSWHOKIE LLC

Member

01/2014

May 4, 2017

Feb 3, 2022

REWIII LLC

Member

01/2014

May 4, 2017

Feb 3, 2022

SWEENEY, EDWARD, PAUL

Member

01/2019

Mar 18, 2020

Feb 3, 2022

WOOLWINE, KELLY, SCOTT

Trustee

01/2014

May 4, 2017

Feb 3, 2022

WOOLWINE, RICHARD, ERNEST

Trustee

01/2014

May 4, 2017

Feb 3, 2022

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CAPFINANCIAL PARTNERS, LLC

n/a

Institutional manager

$1237B

yes

n/a

CAPFINANCIAL SECURITIES, LLC.

n/a

Former SEC adviser

$116B

yes

n/a

PENSIONMARK FINANCIAL GROUP, LLC

n/a

Other adviser

$72B

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 10, 2021

$240M

$218M

n/a

2019

Mar 18, 2020

$209M

$193M

n/a

2018

Mar 13, 2019

$169M

$160M

n/a

2017

Mar 28, 2018

$148M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$240M

$209M

14.9%

$148M

17.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

Captrust

Mar 28, 2022

Jan 3, 2023

IRVINE, CA

Team lift out

Other

100.0%