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A••• E•••• H•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

A••• E•••• H•••••••••

Advisor at C••••••• R•••• W••••• M••••••••• L••

MIDLOTHIAN, VA | Newport News, VA | Williamsburg, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fcdf76e1-bcef-319d-92a8-a114a5caa36f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 29, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• R•••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 9, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• R•••• W••••• M••••••••• L••	Independent wealth	May 26, 2018	n/a	yes	MIDLOTHIAN, VA\|Williamsburg, VA\|Newport News, VA	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Mar 2, 2016	May 7, 2018	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	C••••••• R•••• W••••• M••••••••• L••	May 7, 2018	May 26, 2018	19	Firm change	Ibd to RIA
W•••• F•••• A•••••••	A••••••••• F•••••••• S•••••••• L••	Mar 4, 2016

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:6363:VA:2016-03-04	Mar 4, 2016	Mar 2, 2016	RICHMOND, VA	Firm change

Relationships

Registered with (3)

→ C••••••• R•••• W••••• M••••••••• L••Registered adviserregistration: current employment
May 26, 2018 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 2, 2016 to May 7, 2018factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Aug 29, 2006 to Mar 4, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fcdf76e1-bcef-319d-92a8-a114a5caa36f
First observed: Aug 29, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.