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Advisor at LPL FINANCIAL LLC
LACONIA, NH | NAPLES, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 4, 2005 | n/a | yes | LACONIA, NH|NAPLES, FL|LACONIA, NH | Current employment |
| CITIZENS SECURITIES, INC. | Bd affiliated wealth | Jul 9, 2003 | Oct 12, 2005 | no | MEREDITH, NH | Previous registration |
| METLIFE INVESTMENT FUND SERVICES LLC | n/a | Jun 10, 1995 | Jul 8, 2003 | no | NEEDHAM, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITIZENS SECURITIES, INC. | LPL FINANCIAL LLC | Oct 12, 2005 | Oct 4, 2005 | -8 | Firm change | Other |
| METLIFE INVESTMENT FUND SERVICES LLC | CITIZENS SECURITIES, INC. | Jul 8, 2003 | Jul 9, 2003 | 1 | Firm change | Other |