X•••••••• Z••

Advisor at F••• S•••• C••••••• L••

FREMONT, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Aug 3, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••• S•••• C••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 19, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••• S•••• C••••••• L••	State registered	Sep 11, 2025	n/a	yes	FREMONT, CA	Current employment
N• A•••••••	State registered	Dec 11, 2018	Feb 10, 2021	no	MILPITAS, CA\|MILPITAS, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N• A•••••••	F••• S•••• C••••••• L••	Feb 10, 2021	Sep 11, 2025	1,674	Firm change after gap	Other
C•••••••• F••••••••• I•••	N• A•••••••	Dec 18, 2018	Dec 11, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
105644:30833:CA:2016-07-20	Jul 20, 2016	Jul 27, 2016	SAN JOSE, CA	Firm change

Relationships

Registered with (6)

→ F••• S•••• C••••••• L••Registered adviserregistration: previous registration
Aug 3, 2005 to Jan 31, 2013factForm ADV
→ N• A•••••••Registered adviserregistration: previous registration
Dec 11, 2018 to Feb 10, 2021factForm ADV
→ C•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Jul 27, 2016 to Dec 18, 2018factForm ADV
→ C••••• I••••••••• A••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 3, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.