DFX Intelligence

F••• S•••• C••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserState registeredState registeredRAUM under $100M

F••• S•••• C••••••• L••

CRD 133190

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Data as of Jul 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 28, 2026 to Jul 28, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $9.7M••• Locked
Discretionary RAUM: $9.6M
Private client RAUM: $450,000derived••• Locked
Private client share: 5%derivedprivate client RAUM over total RAUM
Employees: 2
Advisory employees: 2

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
X•••••••• Z••	n/a	FREMONT, CA	1	21	6	no
Q••••• X••	n/a	FREMONT, CA	0	22

Relationships

Registered with (2)

← Q••••• X••Advisorregistration: current employment
Oct 31, 2025 to presentfactForm ADV
← X•••••••• Z••Advisorregistration: previous registration
Aug 3, 2005 to Jan 31, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 28, 2026
Last observed: Jul 28, 2026 57 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.