DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

PETER J KNAPP

Advisor at CAPITAL ANALYSTS

Tarrytown, NY | Fort Washington, PA | Manhasset, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fce995c6-a998-874c-2ad3-bb74d851fd66

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 21, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPITAL ANALYSTS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 27, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 1
Exams: S65|S63
First exam: Feb 27, 1986
First registration: Jun 21, 2002
Dual registered: yes, broker-dealer
Other names: PETER JOHN KNAPP
IAPD individual key: 1052934

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAPITAL ANALYSTS	Bd affiliated wealth	Aug 19, 2024	n/a	yes	Manhasset, NY\|Tarrytown, NY	Current employment
LINCOLN INVESTMENT	Independent wealth	Aug 19, 2024	n/a	yes	Manhasset, NY\|Tarrytown, NY\|Fort Washington, PA	Current employment
CADARET GRANT & CO INC	Former SEC adviser	Jul 1, 2021	Aug 19, 2024	no	Tarrytown, NY\|Syracuse, NY\|Syracuse, NY\|Lake Success, NY\|SYRACUSE, NY\|Syracuse, NY	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Apr 16, 2021	Jun 18, 2021	no	TARRYTOWN, NY	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Jun 21, 2002	Feb 20, 2003	no	GARDEN CITY, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CADARET GRANT & CO INC	LINCOLN INVESTMENT	Aug 19, 2024	Aug 19, 2024	0	Firm change	Ibd to RIA
PARK AVENUE SECURITIES LLC	CADARET GRANT & CO INC	Jun 18, 2021	Jul 1, 2021	13	Firm change	Ibd to ibd
NEW ENGLAND SECURITIES CORPORATION	PARK AVENUE SECURITIES LLC	Feb 20, 2003	Apr 16, 2021	6,630	Firm change after gap	Other

Relationships

Registered with (5)

→ CAPITAL ANALYSTSRegistered adviserregistration: current employment
Aug 19, 2024 to presentfactForm ADV
→ LINCOLN INVESTMENTRegistered adviserregistration: current employment
Aug 19, 2024 to presentfactForm ADV
→ CADARET GRANT & CO INCRegistered adviserregistration: previous registration
Jul 1, 2021 to Aug 19, 2024factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Apr 16, 2021 to Jun 18, 2021factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jun 21, 2002 to Feb 20, 2003factForm ADV

Dated events

Occurred
Aug 19, 2024
Advisor changed firm
Peter J Knapp left Cadaret Grant & Co Inc for Capital Analysts (registered 2024-08-19)
Form ADVobserved 6 days ago