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CRD 139380
DENVER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| PLATTE RIVER FUND LP | Other Private Fund | $40.5M | Mar 13, 2015 | 20 | Feb 24, 2012 | reported | 021-99905 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| MCKIM, SUZANNE, HARRIS | CHIEF FINANCIAL OFFICER | Na | yes | 04/2006 | Feb 24, 2012 | Nov 30, 2015 |
| UNGER, ROBERT, ALBERT | CEO, CHIEF COMPLIANCE OFFICER, MEMBER | E | yes | 01/2006 | Feb 24, 2012 | Nov 30, 2015 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Bend | Or | United States | n/a | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2014 | Mar 13, 2015 | $372M | $372M | 5 | 5 | n/a | 1 | $40.5M |
| 2013 | Feb 28, 2014 | $1.0B | $1.0B | 9 | 9 | n/a | 1 | $139M |
| 2012 | Mar 8, 2013 | $1.3B | $1.3B | 10 | 9 | n/a | 1 | $201M |
| 2011 | Feb 24, 2012 | $1.3B | $1.3B | n/a | n/a | n/a | 1 | $209M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2014 | $89.0M | $1.0B | -91.1% | $1.3B | -59.2% | 3 | 9 | n/a | n/a |