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RIA / WealthAdvisorChartered Financial Analyst32 years in industry

JOSHUA NMN FREEDMAN

Advisor at ROBERTSON STEPHENS

SAN FRANCISCO, CA | DENVER, CO

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Search this name across graphsid dfx:ria:7a664758-23eb-04af-88b4-c28727df76c4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Apr 4, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROBERTSON STEPHENS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 24, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S63
First exam: May 24, 1994
First registration: Apr 4, 2007
Dual registered: no
Other names: JOSHUA FREEDMAN|JOSH FREEDMAN
IAPD individual key: 2364183

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROBERTSON STEPHENS	Independent wealth	Jul 31, 2024	n/a	yes	SAN FRANCISCO, CA\|DENVER, CO	Current employment
RATIO WEALTH GROUP LLC	Former SEC adviser	May 23, 2023	Aug 28, 2024	no	DENVER, CO\|DENVER, CO	Previous registration
QSV EQUITY INVESTORS LLC	Former SEC adviser	Jul 2, 2020	May 6, 2023	no	NAPERVILLE, IL\|Denver, CO	Previous registration
ELK CREEK PARTNERS, LLC	Former SEC adviser	Mar 23, 2012	Jul 1, 2020	no	DENVER, CO	Previous registration
ELK CREEK PARTNERS, LLC	Former SEC adviser	Aug 11, 2011	Dec 31, 2011	no	DENVER, CO	Previous registration
PLATTE RIVER CAPITAL, LLC	Former SEC adviser	Apr 4, 2007	Aug 8, 2011	no	DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RATIO WEALTH GROUP LLC	ROBERTSON STEPHENS	Aug 28, 2024	Jul 31, 2024	-28	Firm change	RIA to RIA
QSV EQUITY INVESTORS LLC	RATIO WEALTH GROUP LLC	May 6, 2023	May 23, 2023	17	Firm change	RIA to RIA
ELK CREEK PARTNERS, LLC	QSV EQUITY INVESTORS LLC	Jul 1, 2020	Jul 2, 2020	1	Firm change	Other
PLATTE RIVER CAPITAL, LLC	ELK CREEK PARTNERS, LLC	Aug 8, 2011	Aug 11, 2011	3	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
306278:289977:CO:2024-08-28	Aug 28, 2024	Jul 31, 2024	DENVER, CO	Firm change

Relationships

Registered with (5)

→ ROBERTSON STEPHENSRegistered adviserregistration: current employment
Jul 31, 2024 to presentfactForm ADV
→ RATIO WEALTH GROUP LLCRegistered adviserregistration: previous registration
May 23, 2023 to Aug 28, 2024factForm ADV
→ QSV EQUITY INVESTORS LLCRegistered adviserregistration: previous registration
Jul 2, 2020 to May 6, 2023factForm ADV
→ ELK CREEK PARTNERS, LLCRegistered adviserregistration: previous registration
Mar 23, 2012 to Jul 1, 2020factForm ADV
→ PLATTE RIVER CAPITAL, LLCRegistered adviserregistration: previous registration
Apr 4, 2007 to Aug 8, 2011factForm ADV

Dated events

Occurred
Aug 28, 2024
Advisor changed firm
Joshua Nmn Freedman left Ratio Wealth Group Llc for Robertson Stephens (registered 2024-07-31)
Form ADVobserved 6 days ago
Occurred
May 6, 2023
Advisor changed firm
Joshua Nmn Freedman left Qsv Equity Investors Llc for Ratio Wealth Group Llc (registered 2023-05-23)
Form ADVobserved 6 days ago