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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)41 years in industry

JOSEPH PETER BACHOP

Advisor at WELLS FARGO ADVISORS

ROLLING HILLS ESTATES, CA | EL SEGUNDO, CA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 24, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 21, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Feb 21, 1985
First registration: May 24, 2001
Dual registered: yes, broker-dealer
Other names: JOE BACHOP|JOSEPH BACHOP
IAPD individual key: 1172303

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	n/a	yes	ROLLING HILLS ESTATES, CA\|EL SEGUNDO, CA	Current employment
WELLS FARGO INVESTMENTS, LLC	n/a	Nov 18, 2010	Jan 3, 2011	no	LONG BEACH, CA\|LONG BEACH, CA\|LONG BEACH, CA\|LONG BEACH, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 30, 2010	Nov 19, 2010	no	LONG BEACH, CA\|LONG BEACH, CA\|LOS ANGELES, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 24, 2001	Oct 22, 2003	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other
WELLS FARGO ADVISORS	WELLS FARGO INVESTMENTS, LLC	Nov 19, 2010	Nov 18, 2010	-1	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	Oct 22, 2003	Jul 30, 2010	2,473	Firm change after gap	Wirehouse to wirehouse

Relationships

Registered with (3)

→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 30, 2010 to Nov 19, 2010factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Nov 18, 2010 to Jan 3, 2011factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 24, 2001 to Oct 22, 2003factForm ADV

Dated events

No dated event names this entity yet.