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B•••• D•••• R••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

B•••• D•••• R••••••••

Advisor at M•••••• G••••• A••••••• L••

HAUPPAUGE, NY

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Search this name across graphsid dfx:ria:fcfc5043-e250-b008-ca6e-eb8c719de77e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 16, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• G••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 5, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• G••••• A••••••• L••	Independent wealth	Mar 11, 2020	n/a	yes	HAUPPAUGE, NY	Current employment
M•••••• G••••• A••••••• L••	Independent wealth	Aug 15, 2019	Dec 31, 2019	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• C•••••• C••••	M•••••• G••••• A••••••• L••	Jul 23, 2019	Aug 15, 2019	23	Firm change	Ibd to RIA
P•••••• I••••••••• C••••••• L••	A•••• C•••••• C••••	Feb 29, 2012

Relationships

Registered with (5)

→ M•••••• G••••• A••••••• L••Registered adviserregistration: previous registration
Aug 15, 2019 to Dec 31, 2019factForm ADV
→ A•••• C•••••• C••••Registered adviserregistration: previous registration
Feb 29, 2012 to Jul 23, 2019factForm ADV
→ P•••••• I••••••••• C••••••• L••Registered adviserregistration: previous registration
Jan 4, 2010 to Feb 29, 2012factForm ADV
→ G•••••••• F••••••••• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fcfc5043-e250-b008-ca6e-eb8c719de77e
First observed: Aug 16, 2006
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.