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Advisor at LPL FINANCIAL LLC
MANHATTAN BEACH, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 23, 2026 | n/a | yes | MANHATTAN BEACH, CA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Apr 29, 2024 | Jun 30, 2026 | no | VALENCIA, CA|WESTLAKE VILLAGE, CA|WESTLAKE VILLAGE, CA | Previous registration |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Apr 17, 2019 | May 7, 2024 | no | BURBANK, CA | Previous registration |
| IHT WEALTH MANAGEMENT LLC | Bd affiliated wealth | Oct 3, 2017 | Apr 17, 2019 | no | Skokie, IL|CHICAGO, IL | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 30, 2011 | Feb 27, 2018 | no | SKOKIE, IL|REDONDO BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | LPL FINANCIAL LLC | Jun 30, 2026 | Jun 23, 2026 | -7 | Firm change | Wirehouse to ibd |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | WELLS FARGO ADVISORS | May 7, 2024 | Apr 29, 2024 | -8 | Firm change | Ibd to wirehouse |
| IHT WEALTH MANAGEMENT LLC | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Apr 17, 2019 | Apr 17, 2019 | 0 | Firm change | RIA to ibd |
| LPL FINANCIAL LLC | IHT WEALTH MANAGEMENT LLC | Feb 27, 2018 | Oct 3, 2017 | -147 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:6413:CA:2026-06-03 | Jun 30, 2026 | Jun 23, 2026 | WESTLAKE VILLAGE, CA | Firm change |
| 288590:19616:CA:2024-04-19 | May 7, 2024 | Apr 29, 2024 | BURBANK, CA | Firm change |