RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• M•••••••••
- L•• F•••••••• L•• BD affiliated currentsince Jun 23, 2026 · Manhattan Beach, Ca
- W•••• F•••• A••••••• wirehouseApr 29, 2024 to Jun 30, 2026 · Valencia, Ca
- F••••••• P••••••• A•• W•••••••• A••••••• formerApr 17, 2019 to May 7, 2024 · Burbank, Ca
- I•• W••••• M••••••••• L•• BD affiliatedOct 3, 2017 to Apr 17, 2019 · Skokie, Il
- L•• F•••••••• L•• BD affiliatedAug 30, 2011 to Feb 27, 2018 · Skokie, Il
- W•••• F•••• A••••••• to L•• F•••••••• L••left Jun 30, 2026, registered Jun 23, 2026 (-7 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- F••••••• P••••••• A•• W•••••••• A••••••• to W•••• F•••• A•••••••left May 7, 2024, registered Apr 29, 2024 (-8 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- I•• W••••• M••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Apr 17, 2019, registered Apr 17, 2019 (0 days) · RIA to affiliated broker-dealer or bank
- L•• F•••••••• L•• to I•• W••••• M••••••••• L••left Feb 27, 2018, registered Oct 3, 2017 (-147 days) · Other
- T••••• M••••••••• left W•••• F•••• A••••••• for L•• F•••••••• L•• (registered 2026-06-23)Jun 30, 2026 · Advisor changed firm · fact
- T••••• M••••••••• left F••••••• P••••••• A•• W•••••••• A••••••• for W•••• F•••• A••••••• (registered 2024-04-29)May 7, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address